EX-99.A 16 d528020dex99a.htm CAPITALIZATION AND INDEBTEDNESS Capitalization and Indebtedness

Exhibit 99(a)

CAPITALIZATION AND INDEBTEDNESS

The following table presents our capitalization and indebtedness at March 31, 2018:

 

     At March 31,
2018
 
     (in millions)  

Total short-term borrowings(1)

   ¥ 39,024,637  
  

 

 

 

Long-term debt:

  

Obligations under capital leases

     18,714  

Obligation under sale-and-leaseback transactions

     41,892  

Unsubordinated debt

     21,497,003  

Subordinated debt

     4,853,024  

Obligations under loan securitization transactions

     672,612  

Debt issuance costs

     (13,689
  

 

 

 

Total long-term debt

     27,069,556  
  

 

 

 

Shareholders’ equity:

  

Capital stock, with no stated value (common stock authorized: 33,000,000,000 shares; common stock issued: 13,900,028,020 shares)

     2,090,270  

Capital surplus

     5,740,165  

Retained earnings:

  

Appropriated for legal reserve

     239,571  

Unappropriated retained earnings

     4,945,733  

Accumulated other comprehensive income, net of taxes

     2,477,315  

Treasury stock, at cost: 737,772,882 common shares

     (522,872
  

 

 

 

Total shareholders’ equity

     14,970,182  
  

 

 

 

Noncontrolling interests

     675,633  
  

 

 

 

Total equity

     15,645,815  
  

 

 

 

Total capitalization and indebtedness

   ¥ 42,715,371  
  

 

 

 

 

Note:

(1)   Total short-term borrowings consist of call money and funds purchased, payables under repurchase agreements, payables under securities lending transactions, due to trust account and other short-term borrowings.