0001193125-18-044165.txt : 20180214 0001193125-18-044165.hdr.sgml : 20180214 20180214074600 ACCESSION NUMBER: 0001193125-18-044165 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 GROUP MEMBERS: BANK OF TOKYO-MITSUBISHI UFJ, LTD. GROUP MEMBERS: KABU.COM SECURITIES CO., LTD. GROUP MEMBERS: MITSUBISHI UFJ KOKUSAI ASSET MANAGEMENT CO., LTD. GROUP MEMBERS: MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. GROUP MEMBERS: MITSUBISHI UFJ SECURITIES HOLDINGS CO.,LTD. GROUP MEMBERS: MITSUBISHI UFJ TRUST & BANKING CORP GROUP MEMBERS: MU INVESTMENTS CO., LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KYOCERA CORP CENTRAL INDEX KEY: 0000057083 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55553 FILM NUMBER: 18607140 BUSINESS ADDRESS: STREET 1: 6, TAKEDA TOBADONO-CHO STREET 2: FUSHIMI-KU CITY: KYOTO STATE: M0 ZIP: 612-8501 BUSINESS PHONE: 81-75-604-3500 MAIL ADDRESS: STREET 1: 6, TAKEDA TOBADONO-CHO STREET 2: FUSHIMI-KU CITY: KYOTO STATE: M0 ZIP: 612-8501 FORMER COMPANY: FORMER CONFORMED NAME: KYOTO CERAMIC CO LTD DATE OF NAME CHANGE: 19821208 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MITSUBISHI UFJ FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000067088 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7-1 MARUNOUCHI 2-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-8330 BUSINESS PHONE: 2125301784 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS 10020-1104 CITY: NEW YORK STATE: NY ZIP: 10020-1104 FORMER COMPANY: FORMER CONFORMED NAME: BANK OF TOKYO MITSUBISHI LTD /ADR/ DATE OF NAME CHANGE: 20010402 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI BANK LTD /ADR/ DATE OF NAME CHANGE: 19920929 FORMER COMPANY: FORMER CONFORMED NAME: MITSUBISHI TOKYO FINANCIAL GROUP INC DATE OF NAME CHANGE: 19920929 SC 13G/A 1 d522767dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 13 SCHEDULE 13G Amendment No. 13

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 13)*

Kyocera Corp.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

501556203

(CUSIP Number)

December 31, 2017

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☑:

Rule 13d-1(b)

 

☐:

Rule 13d-1(c)

 

☐:

Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP NO. 501556203

 

  1     

 

NAME OF REPORTING PERSON

 

Mitsubishi UFJ Financial Group, Inc.

  2    

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  

(b)  

 

  3    

 

SEC USE ONLY

 

  4    

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  23,129,551

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  23,129,551

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9    

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

23,129,551

10    

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

6.3%

12    

 

TYPE OF REPORTING PERSON

 

FI

 

2


CUSIP NO. 501556203

 

  1     

 

NAME OF REPORTING PERSON

 

The Bank of Tokyo-Mitsubishi UFJ, Ltd.

  2    

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  

(b)  

 

  3    

 

SEC USE ONLY

 

  4    

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  5,076,678

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  5,076,678

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9    

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

5,076,678

10    

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

1.4%

12    

 

TYPE OF REPORTING PERSON

 

FI

 

3


CUSIP NO. 501556203

 

  1     

 

NAME OF REPORTING PERSON

 

Mitsubishi UFJ Trust and Banking Corporation

  2    

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  

(b)  

 

  3    

 

SEC USE ONLY

 

  4    

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  17,054,600

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  17,054,600

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9    

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

17,054,600

10    

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

4.6%

12    

 

TYPE OF REPORTING PERSON

 

FI

 

4


CUSIP NO. 501556203

 

  1     

 

NAME OF REPORTING PERSON

 

Mitsubishi UFJ Kokusai Asset Management Co., Ltd.

  2    

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  

(b)  

 

  3    

 

SEC USE ONLY

 

  4    

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  6,396,000

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  6,396,000

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9    

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,396,000

10    

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

1.7%

12    

 

TYPE OF REPORTING PERSON

 

FI

 

5


CUSIP NO. 501556203

 

  1     

 

NAME OF REPORTING PERSON

 

MU Investments Co., Ltd.

  2    

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  

(b)  

 

  3    

 

SEC USE ONLY

 

  4    

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  6,000

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  6,000

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9    

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,000

10    

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.0%

12    

 

TYPE OF REPORTING PERSON

 

FI

 

6


CUSIP NO. 501556203

 

  1     

 

NAME OF REPORTING PERSON

 

Mitsubishi UFJ Securities Holdings Co.,Ltd.

  2    

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  

(b)  

 

  3    

 

SEC USE ONLY

 

  4    

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  998,273

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  998,273

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9    

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

998,273

10    

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.3%

12    

 

TYPE OF REPORTING PERSON

 

FI

 

7


CUSIP NO. 501556203

 

  1     

 

NAME OF REPORTING PERSON

 

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.

  2    

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  

(b)  

 

  3    

 

SEC USE ONLY

 

  4    

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  972,273

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  972,273

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9    

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

972,273

10    

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.3%

12    

 

TYPE OF REPORTING PERSON

 

FI

 

8


CUSIP NO. 501556203

 

  1     

 

NAME OF REPORTING PERSON

 

kabu.com Securities Co., Ltd.

  2    

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  

(b)  

 

  3    

 

SEC USE ONLY

 

  4    

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Tokyo, Japan

NUMBER OF

SHARES

BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  26,000

  6     

  SHARED VOTING POWER

 

  -0-

  7     

  SOLE DISPOSITIVE POWER

 

  26,000

  8     

  SHARED DISPOSITIVE POWER

 

  -0-

  9    

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

26,000

10    

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11    

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.0%

12    

 

TYPE OF REPORTING PERSON

 

FI

 

9


CUSIP NO. 501556203

 

ITEM 1

       
 

(a)

 

Name of Issuer

   

Kyocera Corp.

 

(b)

 

Address of Issuer’s Principal Executive Offices

   

6 Takeda, Tobadono-cho, Fushimi-ku, Kyoto 612-8501, Japan

ITEM 2      

       
 

(a)              

 

Names of Persons Filing

   

Mitsubishi UFJ Financial Group, Inc. (“MUFG”)

   

The Bank of Tokyo-Mitsubishi UFJ, Ltd. (“BTMU”)

   

Mitsubishi UFJ Trust and Banking Corporation (“MUTB”)

   

Mitsubishi UFJ Kokusai Asset Management Co., Ltd. (“MUKAM”)

   

MU Investments Co., Ltd. (“MUI”)

   

Mitsubishi UFJ Securities Holdings Co.,Ltd. (“MUSHD”)

   

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (“MUMSS”)

   

kabu.com Securities Co., Ltd. (“KC”)

 

(b)

 

Address of Principal Business Office or, if none, Residence

   

MUFG :

   

7-1 Marunouchi 2-chome, Chiyoda-ku

   

Tokyo 100-8330, Japan

   

BTMU :

   

7-1 Marunouchi 2-chome, Chiyoda-ku

   

Tokyo 100-8388, Japan

   

MUTB :

   

4-5 Marunouchi 1-chome, Chiyoda-ku

   

Tokyo 100-8212, Japan

   

MUKAM :

   

12-1 Yurakucho 1-chome, Chiyoda-ku

   

Tokyo 100-0006, Japan

   

MUI :

   

3-11 Kandasurugadai 2-chome, Chiyoda-ku

   

Tokyo 101-0062, Japan

   

MUSHD :

   

5-2, Marunouchi 2-chome, Chiyoda-ku

   

Tokyo 100-0005 , Japan

 

10


CUSIP NO. 501556203

 

   

MUMSS :

   

5-2, Marunouchi 2-chome, Chiyoda-ku

   

Tokyo 100-0005 , Japan

   

KC :

   

3-2 Otemachi 1-chome, Chiyoda-ku

   

Tokyo 100-0004, Japan

 

(c)

 

Citizenship

   

Not applicable.

 

(d)

 

Title of Class of Securities

   

Common Stock

 

(e)

 

CUSIP Number

   

501556203

ITEM 3

   

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

MUFG:

 

(a)[  ]

 

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

   

(b)[  ]

 

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

   

(c)[  ]

 

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

   

(d)[  ]

 

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

   

(e)[  ]

 

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

   

(f)[  ]

 

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

   

(g)[  ]

 

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

   

(h)[  ]

 

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

   

(i)[  ]

 

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

   

(j)[Ö]

 

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

   

(k)[  ]

 

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

   

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Parent holding company

 

11


CUSIP NO. 501556203

 

                

 

BTMU:

 

(a)[  ]

 

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

   

(b)[  ]

 

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

   

(c)[  ]

 

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

   

(d)[  ]

 

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

   

(e)[  ]

 

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

   

(f)[  ]

 

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

   

(g)[  ]

 

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

   

(h)[  ]

 

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

   

(i)[  ]

 

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

   

(j)[Ö]

 

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

   

(k)[  ]

 

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

   

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Bank

 

MUTB:

 

(a)[  ]

 

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

   

(b)[  ]

 

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

   

(c)[  ]

 

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

   

(d)[  ]

 

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

   

(e)[  ]

 

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

   

(f)[  ]

 

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

   

(g)[  ]

 

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

   

(h)[  ]

 

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

   

(i)[  ]

 

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

12


CUSIP NO. 501556203

 

              

   

(j)[Ö]

 

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

   

(k)[  ]

 

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

   

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Bank

 

MUKAM:  

 

(a)[  ]

 

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

   

(b)[  ]

 

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

   

(c)[  ]

 

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

   

(d)[  ]

 

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

   

(e)[  ]

 

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

   

(f)[  ]

 

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

   

(g)[  ]

 

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

   

(h)[  ]

 

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

   

(i)[  ]

 

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

   

(j)[Ö]

 

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

   

(k)[  ]

 

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

   

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Investment adviser

 

MUI:

 

(a)[  ]

 

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

   

(b)[  ]

 

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

   

(c)[  ]

 

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

   

(d)[  ]

 

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

   

(e)[  ]

 

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 

13


CUSIP NO. 501556203

 

              

   

(f)[  ]

 

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

   

(g)[  ]

 

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

   

(h)[  ]

 

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

   

(i)[  ]

 

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

   

(j)[Ö]

 

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

   

(k)[  ]

 

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

   

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Investment adviser

 

MUSHD:  

 

(a)[  ]

 

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

   

(b)[  ]

 

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

   

(c)[  ]

 

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

   

(d)[  ]

 

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

   

(e)[  ]

 

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

   

(f)[  ]

 

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

   

(g)[  ]

 

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

   

(h)[  ]

 

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

   

(i)[  ]

 

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

   

(j)[Ö]

 

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

   

(k)[  ]

 

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

   

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Securities holding company

 

MUMSS:

 

(a)[  ]

 

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

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CUSIP NO. 501556203

 

              

   

(b)[  ]

 

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

   

(c)[  ]

 

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

   

(d)[  ]

 

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

   

(e)[  ]

 

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

   

(f)[  ]

 

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

   

(g)[  ]

 

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

   

(h)[  ]

 

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

   

(i)[  ]

 

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

   

(j)[Ö]

 

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

   

(k)[  ]

 

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

   

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Broker-dealer

 

KC:          

 

(a)[  ]

 

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

   

(b)[  ]

 

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

   

(c)[  ]

 

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

   

(d)[  ]

 

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

   

(e)[  ]

 

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

   

(f)[  ]

 

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

   

(g)[  ]

 

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

   

(h)[  ]

 

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

   

(i)[  ]

 

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

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CUSIP NO. 501556203

 

   

(j)[Ö]

 

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

   

(k)[  ]

 

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

   

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:     Broker-dealer

ITEM 4

   

Ownership

 

              

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

   

For MUFG

 
   

(a)

 

Amount beneficially owned:

  23,129,551
   

(b)

 

Percent of class:

  6.29%
   

(c)

 

Number of shares as to which the person has:

 
     

(i) Sole power to vote or to direct the vote:

  23,129,551
     

(ii) Shared power to vote or to direct the vote:

  -0-
     

(iii) Sole power to dispose or to direct the disposition of:

  23,129,551
     

(iv) Shared power to dispose or to direct the disposition of:

  -0-
   

For BTMU

 
   

(a)

 

Amount beneficially owned:

  5,076,678
   

(b)

 

Percent of class:

  1.38%
   

(c)

 

Number of shares as to which the person has:

 
     

(i) Sole power to vote or to direct the vote:

  5,076,678
     

(ii) Shared power to vote or to direct the vote:

  -0-
     

(iii) Sole power to dispose or to direct the disposition of:

  5,076,678
     

(iv) Shared power to dispose or to direct the disposition of:

  -0-
   

For MUTB

 
   

(a)

 

Amount beneficially owned:

  17,054,600
   

(b)

 

Percent of class:

  4.64%
   

(c)

 

Number of shares as to which the person has:

 
     

(i) Sole power to vote or to direct the vote:

  17,054,600
     

(ii) Shared power to vote or to direct the vote:

  -0-
     

(iii) Sole power to dispose or to direct the disposition of:

  17,054,600
     

(iv) Shared power to dispose or to direct the disposition of:

  -0-
   

For MUKAM

 
   

(a)

 

Amount beneficially owned:

  6,396,000

 

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CUSIP NO. 501556203

 

   

(b)

 

Percent of class:

  1.74%

          

 

          

 

(c)

 

Number of shares as to which the person has:

 
     

(i) Sole power to vote or to direct the vote:

  6,396,000
     

(ii) Shared power to vote or to direct the vote:

  -0-
     

(iii) Sole power to dispose or to direct the disposition of:

  6,396,000
     

(iv) Shared power to dispose or to direct the disposition of:

  -0-
   

For MUI

 
   

(a)

 

Amount beneficially owned:

  6,000
   

(b)

 

Percent of class:

  0.00%
   

(c)

 

Number of shares as to which the person has:

 
     

(i) Sole power to vote or to direct the vote:

  6,000
     

(ii) Shared power to vote or to direct the vote:

  -0-
     

(iii) Sole power to dispose or to direct the disposition of:

  6,000
     

(iv) Shared power to dispose or to direct the disposition of:

  -0-
   

For MUSHD

 
   

(a)

 

Amount beneficially owned:

  998,273
   

(b)

 

Percent of class:

  0.27%
   

(c)

 

Number of shares as to which the person has:

 
     

(i) Sole power to vote or to direct the vote:

  998,273
     

(ii) Shared power to vote or to direct the vote:

  -0-
     

(iii) Sole power to dispose or to direct the disposition of:

  998,273
     

(iv) Shared power to dispose or to direct the disposition of:

  -0-
   

For MUMSS

 
   

(a)

 

Amount beneficially owned:

  972,273
   

(b)

 

Percent of class:

  0.26%
   

(c)

 

Number of shares as to which the person has:

 
     

(i) Sole power to vote or to direct the vote:

  972,273
     

(ii) Shared power to vote or to direct the vote:

  -0-
     

(iii) Sole power to dispose or to direct the disposition of:

  972,273
     

(iv) Shared power to dispose or to direct the disposition of:

  -0-
   

For KC

 
   

(a)

 

Amount beneficially owned:

  26,000
   

(b)

 

Percent of class:

  0.01%

 

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CUSIP NO. 501556203

 

   

(c)

 

Number of shares as to which the person has:

 
     

(i) Sole power to vote or to direct the vote:

  26,000
     

(ii) Shared power to vote or to direct the vote:

  -0-
     

(iii) Sole power to dispose or to direct the disposition of:

  26,000
     

(iv) Shared power to dispose or to direct the disposition of:

  -0-

ITEM 5

 

              

 

Ownership of Five Percent or Less of a Class

   

Not applicable.

ITEM 6

   

Ownership of More than Five Percent on Behalf of Another Person

   

Not applicable.

ITEM 7

   

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

   

As of December 31, 2017, MUFG beneficially owns 23,129,551 shares of the issuer indirectly through its subsidiaries as follows: BTMU holds 5,076,678 shares; MUTB holds 17,054,600 shares (indirectly through a subsidiary, MUKAM) (indirectly through a subsidiary, MUI); MUSHD holds 998,273 shares (indirectly through a subsidiary, MUMSS); an (indirectly through a subsidiary, KC).

ITEM 8

   

Identification and Classification of Members of the Group

   

Not applicable.

ITEM 9

   

Notice of Dissolution of Group

   

Not applicable.

ITEM 10

   

Certifications

   

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

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CUSIP NO. 501556203

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2018

Mitsubishi UFJ Financial Group, Inc.

By:

 

/s/ Hikaru Umehara

Name:

 

Hikaru Umehara

Title:

 

Chief Manager, Credit Risk Management Office, Credit Policy & Planning Division

 

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CUSIP NO. 501556203

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2018

The Bank of Tokyo-Mitsubishi UFJ, Ltd.

By:

 

/s/ Hikaru Umehara

Name:

 

Hikaru Umehara

Title:

 

Chief Manager, Credit Risk Management Office, Credit Policy & Planning Division

 

20


CUSIP NO. 501556203

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2018

Mitsubishi UFJ Trust and Banking Corporation

By:

 

/s/ Takayuki Yasuda

Name:

 

Takayuki Yasuda

Title:

 

General Manager of Trust Assets Planning Division

 

21


CUSIP NO. 501556203

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2018

Mitsubishi UFJ Kokusai Asset Management Co., Ltd.

By:

 

/s/ Hidemichi Kanesawa

Name:

 

Hidemichi Kanesawa

Title:

 

General Manager of Risk Management Division

 

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CUSIP NO. 501556203

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2018

MU Investments Co., Ltd.

By:

 

/s/ Yasuhiko Haraguchi

Name:

 

Yasuhiko Haraguchi

Title:

 

Director

 

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CUSIP NO. 501556203

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2018

Mitsubishi UFJ Securities Holdings Co.,Ltd.

By:

 

/s/ Morio Hara

Name:

 

Morio Hara

Title:

 

Deputy General Manager of Corporate Planning Division

 

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CUSIP NO. 501556203

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2018

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.

By:

 

/s/ Morio Hara

Name:

 

Morio Hara

Title:

 

Deputy General Manager of Corporate Planning Division

 

25


CUSIP NO. 501556203

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2018

kabu.com Securities Co., Ltd.

By:

 

/s/ Takeshi Amemiya

Name:

 

Takeshi Amemiya

Title:

 

General Manager of Corporate Administration

 

26