0000066756-18-000038.txt : 20180327 0000066756-18-000038.hdr.sgml : 20180327 20180327122511 ACCESSION NUMBER: 0000066756-18-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180326 FILED AS OF DATE: 20180327 DATE AS OF CHANGE: 20180327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoolihan James J CENTRAL INDEX KEY: 0001362514 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03548 FILM NUMBER: 18714669 MAIL ADDRESS: STREET 1: 30 WEST SUPERIOR STREET CITY: DULUTH STATE: MN ZIP: 55802-2093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLETE INC CENTRAL INDEX KEY: 0000066756 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 410418150 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 W SUPERIOR ST CITY: DULUTH STATE: MN ZIP: 55802-2093 BUSINESS PHONE: 2182795000 MAIL ADDRESS: STREET 1: 30 W SUPERIOR STREET CITY: DULUTH STATE: MN ZIP: 55802-2093 FORMER COMPANY: FORMER CONFORMED NAME: ALLETE DATE OF NAME CHANGE: 20000901 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA POWER INC DATE OF NAME CHANGE: 19980603 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA POWER & LIGHT CO DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-26 0000066756 ALLETE INC ALE 0001362514 Hoolihan James J 917 4TH AVENUE NORTH WEST GRAND RAPIDS MN 55744 1 0 0 0 Common Stock 2018-03-26 4 S 0 800 70.51 D 16483.5 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.30 - $70.87. The reporting person undertakes to provide to ALLETE, any security holder of ALLETE, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range provided above. Includes shares acquired in exempt transactions pursuant to: (1) the dividend reinvestment feature of ALLETE's stock purchase and dividend reinvestment plan ("Direct Invest"); (2) a broker-administered dividend reinvestment plan that is substantially similar to Direct Invest; and (3) the dividend equivalent feature of deferred stock awards under ALLETE's nonemployee director deferral plan; and all based on plan information available as of March 1, 2018. Ingrid K. Johnson for James J. Hoolihan 2018-03-27