0001127602-22-013149.txt : 20220504 0001127602-22-013149.hdr.sgml : 20220504 20220504104935 ACCESSION NUMBER: 0001127602-22-013149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220503 FILED AS OF DATE: 20220504 DATE AS OF CHANGE: 20220504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roman Michael F CENTRAL INDEX KEY: 0001577544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 22890361 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517331474 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-05-03 0000066740 3M CO MMM 0001577544 Roman Michael F 3M CENTER ST. PAUL MN 55144-1000 1 1 Chairman and CEO Common Stock 2022-05-03 4 M 0 10610 101.49 A 100970.7475 D Common Stock 2022-05-03 4 S 0 10610 146.21 D 90360.7475 D Non-qualified Stock Option (Right to Buy) 101.49 2022-05-03 4 M 0 10610 0 D 2014-02-05 2023-02-03 Common Stock 10610 0 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2021. Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Includes shares acquired under 3M's General Employee Stock Purchase Plan. /s/ Patricia L. Meagher, attorney-in-fact for Michael F. Roman 2022-05-04