0001127602-22-004051.txt : 20220209 0001127602-22-004051.hdr.sgml : 20220209 20220209184739 ACCESSION NUMBER: 0001127602-22-004051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220207 FILED AS OF DATE: 20220209 DATE AS OF CHANGE: 20220209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vale Michael G. CENTRAL INDEX KEY: 0001527527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 22608835 MAIL ADDRESS: STREET 1: 3M CENTER OFFICE OF GENERAL COUNSEL CITY: ST PAUL STATE: MN ZIP: 551441000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517331474 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-02-07 0000066740 3M CO MMM 0001527527 Vale Michael G. 3M CENTER ST. PAUL MN 55144-1000 1 Group President Common Stock 2022-02-07 4 A 0 5315.06 0 A 59525.1532 D Common Stock 2022-02-07 4 F 0 2447.706 0 D 57077.4472 D Non-qualified Stock Option (Right to Buy) 162.41 2022-02-08 4 A 0 59600 0 A 2023-02-08 2032-02-06 Common Stock 59600 59600 D Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2019. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. Includes shares acquired under 3M's General Employee Stock Purchase Plan. Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. /s/ Patricia L. Meagher, attorney-in-fact for Michael G. Vale 2022-02-09