0001127602-21-003848.txt : 20210203
0001127602-21-003848.hdr.sgml : 20210203
20210203192213
ACCESSION NUMBER: 0001127602-21-003848
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210201
FILED AS OF DATE: 20210203
DATE AS OF CHANGE: 20210203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Banovetz John Patrick
CENTRAL INDEX KEY: 0001711228
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 21588113
MAIL ADDRESS:
STREET 1: 3M CENTER
CITY: MAPLEWOOD
STATE: MN
ZIP: 55144
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-13E-26A
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517331474
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-13E-26A
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-02-01
0000066740
3M CO
MMM
0001711228
Banovetz John Patrick
3M CENTER
MAPLEWOOD
MN
55144
1
Senior Vice President
Common Stock
2021-02-01
4
A
0
2399.144
0
A
10855.9828
D
Common Stock
2021-02-01
4
F
0
586.565
0
D
10269.4178
D
Non-qualified Stock Option (Right to Buy)
175.02
2021-02-02
4
A
0
25351
0
A
2022-02-02
2031-02-01
Common Stock
25351
25351
D
Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to such shares until they are issued.
Includes shares acquired under 3M's General Employee Stock Purchase Plan.
Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.
The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
/s/ Patricia L. Meagher, attorney-in-fact for John Banovetz
2021-02-03