0001127602-20-004078.txt : 20200206
0001127602-20-004078.hdr.sgml : 20200206
20200206174037
ACCESSION NUMBER: 0001127602-20-004078
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200204
FILED AS OF DATE: 20200206
DATE AS OF CHANGE: 20200206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roman Michael F
CENTRAL INDEX KEY: 0001577544
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 20583851
MAIL ADDRESS:
STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL
STREET 2: 3M CENTER
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-13E-26A
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517331474
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-13E-26A
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-02-04
0000066740
3M CO
MMM
0001577544
Roman Michael F
3M CENTER
ST. PAUL
MN
55144-1000
1
1
Chairman, President & CEO
Common Stock
2020-02-04
4
A
0
8406.057
0
A
47723.7572
D
Common Stock
2020-02-04
4
F
0
3593.227
0
D
44130.5302
D
Non-qualified Stock Option (Right to Buy)
157.24
2020-02-04
4
A
0
231768
0
A
2021-02-04
2030-02-03
Common Stock
231768
231768
D
Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued.
Includes shares acquired under 3M's General Employee Stock Purchase Plan.
The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.
The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
/s/ Patricia L. Meagher, attorney-in-fact for Michael F. Roman
2020-02-06