0001127602-19-034087.txt : 20191203 0001127602-19-034087.hdr.sgml : 20191203 20191203145034 ACCESSION NUMBER: 0001127602-19-034087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191129 FILED AS OF DATE: 20191203 DATE AS OF CHANGE: 20191203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bushman Julie L CENTRAL INDEX KEY: 0001518599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 191265463 MAIL ADDRESS: STREET 1: 3M CENTER - OFFICE OF GENERAL COUNSEL CITY: ST. PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517331474 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-13E-26A CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-11-29 0000066740 3M CO MMM 0001518599 Bushman Julie L 3M CENTER ST. PAUL MN 55144-1000 1 Executive Vice President Common Stock 2019-11-29 4 M 0 12646 169.77 A 46297.733 D Common Stock 2019-11-29 4 F 0 5767 169.77 D 40530.733 D Common Stock 2019-12-02 4 S 0 6879 170.16 D 33651.733 D Common Stock 871 I by 401k/paesop Trust Restricted Stock Units 2019-11-29 4 M 0 12646 0 D Common Stock 12646 0 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019. Each restricted stock unit represented a contingent right to receive one share of 3M common stock, and converted into common stock on the vesting day. The restricted stock units vest 100% five years from the grant date of December 1, 2014. /s/ Patricia L. Meagher, attorney-in-fact for Julie L. Bushman 2019-12-03