0001127602-17-031147.txt : 20171103 0001127602-17-031147.hdr.sgml : 20171103 20171103112813 ACCESSION NUMBER: 0001127602-17-031147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171101 FILED AS OF DATE: 20171103 DATE AS OF CHANGE: 20171103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ashish Khandpur K CENTRAL INDEX KEY: 0001614139 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 171175194 MAIL ADDRESS: STREET 1: 3M COMPANY LEGAL AFFAIRS STREET 2: 3M CENTER CITY: ST PAUL STATE: MN ZIP: 55144-1000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-11-01 0000066740 3M CO MMM 0001614139 Ashish Khandpur K 3M CENTER ST. PAUL MN 55144-1000 1 Sr. VP, Chief Tech. Officer Common Stock 2017-11-01 4 M 0 4004 54.11 A 5236 D Common Stock 2017-11-01 4 S 0 200 231.3804 D 5036 D Common Stock 2017-11-01 4 S 0 3804 231.392 D 1232 D Common Stock 752 I by Spouse Common Stock 763 I Spouse 401k/paesop Non-qualified Stock Option (Right to Buy) 54.11 2017-11-01 4 M 0 4004 0 D 2010-02-09 2019-02-08 Common Stock 4004 0 D Includes shares acquired under 3M's General Employee Stock Purchase Plan. Includes shares acquired pursuant to the 3M Voluntary Investment Plan. /s/ Sheila B. Claugherty, attorney-in-fact for Ashish K. Khanpur 2017-11-03