0001127602-16-069967.txt : 20161214 0001127602-16-069967.hdr.sgml : 20161214 20161214113214 ACCESSION NUMBER: 0001127602-16-069967 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161213 FILED AS OF DATE: 20161214 DATE AS OF CHANGE: 20161214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roman Michael F CENTRAL INDEX KEY: 0001577544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 162050568 MAIL ADDRESS: STREET 1: 3M COMPANY OFFICE OF GENERAL COUNSEL STREET 2: 3M CENTER CITY: ST. PAUL STATE: MN ZIP: 55144-1000 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-12-13 0000066740 3M CO MMM 0001577544 Roman Michael F 3M CENTER ST. PAUL MN 55144-1000 1 Executive Vice President Common Stock 2016-12-13 4 M 0 4036 84.78 A 9971 D Common Stock 2016-12-13 4 S 0 4036 180.00 D 5935 D Non-qualified Stock Option (Right to Buy) 84.78 2016-12-13 4 M 0 4036 0 D 2008-05-08 2017-05-08 Common Stock 4036 0 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2016. Includes shares acquired under 3M's General Employee Stock Purchase Plan. /s/ Sheila B. Claugherty, attorney-in-fact for Michael F. Roman 2016-12-14