0001127602-14-024374.txt : 20140801
0001127602-14-024374.hdr.sgml : 20140801
20140801121556
ACCESSION NUMBER: 0001127602-14-024374
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140730
FILED AS OF DATE: 20140801
DATE AS OF CHANGE: 20140801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3M CO
CENTRAL INDEX KEY: 0000066740
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 410417775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST PAUL
STATE: MN
ZIP: 55144-1000
BUSINESS PHONE: 6517332204
MAIL ADDRESS:
STREET 1: 3M CENTER
STREET 2: BLDG. 220-11W-02
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
FORMER COMPANY:
FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holmes Christopher D
CENTRAL INDEX KEY: 0001521461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03285
FILM NUMBER: 141009036
MAIL ADDRESS:
STREET 1: 3M COMPANY - OFFICE OF GENERAL COUNSEL
CITY: ST. PAUL
STATE: MN
ZIP: 55144-1000
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-07-30
0000066740
3M CO
MMM
0001521461
Holmes Christopher D
3M CENTER
ST. PAUL
MN
55144-1000
1
Senior VP, Supply Chain Ops
Common Stock
2014-07-30
4
M
0
5120
76.80
A
10429.2036
D
Common Stock
2014-07-30
4
F
0
2735
143.74
D
7694.2036
D
Common Stock
2014-07-30
4
F
0
1149
143.74
D
6545.2036
D
Common Stock
2014-07-30
4
M
0
2650
87.35
A
9195.2036
D
Common Stock
2014-07-30
4
F
0
1610
143.74
D
7585.2036
D
Common Stock
2014-07-30
4
F
0
501
143.74
D
7084.2036
D
Non-qualified Stock Option (Right to Buy)
76.80
2014-07-30
4
M
0
5120
0
D
2006-05-10
2015-05-08
Common Stock
5120
0
D
Non-qualified Stock Option (Right to Buy)
87.35
2014-07-30
4
M
0
2650
0
D
2007-05-09
2016-05-09
Common Stock
2650
8720
D
This Form is being filed to report the exercise of a 3M stock option for a total of 5,120 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 1,236 shares of 3M common stock. As a result of this transaction, 1,149 shares were sold to pay withholding taxes to the respective government agencies.
This Form is being filed to report the exercise of a 3M stock option for a total of 2,650 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 539 shares of 3M common stock. As a result of this transaction, 501 shares were sold to pay withholding taxes to the respective government agencies.
Patricia L. Meagher, attorney-in-fact for Christopher D. Holmes
2014-08-01