0001127602-14-024374.txt : 20140801 0001127602-14-024374.hdr.sgml : 20140801 20140801121556 ACCESSION NUMBER: 0001127602-14-024374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140730 FILED AS OF DATE: 20140801 DATE AS OF CHANGE: 20140801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 3M CO CENTRAL INDEX KEY: 0000066740 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 410417775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST PAUL STATE: MN ZIP: 55144-1000 BUSINESS PHONE: 6517332204 MAIL ADDRESS: STREET 1: 3M CENTER STREET 2: BLDG. 220-11W-02 CITY: ST. PAUL STATE: MN ZIP: 55144-1000 FORMER COMPANY: FORMER CONFORMED NAME: MINNESOTA MINING & MANUFACTURING CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holmes Christopher D CENTRAL INDEX KEY: 0001521461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03285 FILM NUMBER: 141009036 MAIL ADDRESS: STREET 1: 3M COMPANY - OFFICE OF GENERAL COUNSEL CITY: ST. PAUL STATE: MN ZIP: 55144-1000 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-07-30 0000066740 3M CO MMM 0001521461 Holmes Christopher D 3M CENTER ST. PAUL MN 55144-1000 1 Senior VP, Supply Chain Ops Common Stock 2014-07-30 4 M 0 5120 76.80 A 10429.2036 D Common Stock 2014-07-30 4 F 0 2735 143.74 D 7694.2036 D Common Stock 2014-07-30 4 F 0 1149 143.74 D 6545.2036 D Common Stock 2014-07-30 4 M 0 2650 87.35 A 9195.2036 D Common Stock 2014-07-30 4 F 0 1610 143.74 D 7585.2036 D Common Stock 2014-07-30 4 F 0 501 143.74 D 7084.2036 D Non-qualified Stock Option (Right to Buy) 76.80 2014-07-30 4 M 0 5120 0 D 2006-05-10 2015-05-08 Common Stock 5120 0 D Non-qualified Stock Option (Right to Buy) 87.35 2014-07-30 4 M 0 2650 0 D 2007-05-09 2016-05-09 Common Stock 2650 8720 D This Form is being filed to report the exercise of a 3M stock option for a total of 5,120 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 1,236 shares of 3M common stock. As a result of this transaction, 1,149 shares were sold to pay withholding taxes to the respective government agencies. This Form is being filed to report the exercise of a 3M stock option for a total of 2,650 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 539 shares of 3M common stock. As a result of this transaction, 501 shares were sold to pay withholding taxes to the respective government agencies. Patricia L. Meagher, attorney-in-fact for Christopher D. Holmes 2014-08-01