-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Aia77V5GN+TYdLdM6S9835Xtb6qEUTP+jkSEoVsokEu6MeapCpFC4cDOdwdemjVu emXWajfN1SDjk4dVDnlqSw== 0001012709-02-001581.txt : 20021206 0001012709-02-001581.hdr.sgml : 20021206 20021206172915 ACCESSION NUMBER: 0001012709-02-001581 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20021206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEXCO ENERGY CORP CENTRAL INDEX KEY: 0000066418 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840627918 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-20883 FILM NUMBER: 02851510 BUSINESS ADDRESS: STREET 1: 214 W TEXAS AVENUE STREET 2: SUITE 1101 CITY: MIDLAND STATE: TX ZIP: 79701 BUSINESS PHONE: 9156821119 MAIL ADDRESS: STREET 1: 214 W TEXAS AVENUE STREET 2: SUITE 1101 CITY: MIDLAND STATE: TX ZIP: 79701 FORMER COMPANY: FORMER CONFORMED NAME: MILLER OIL CO DATE OF NAME CHANGE: 19800702 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MEXCO ENERGY CORP CENTRAL INDEX KEY: 0000066418 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840627918 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 214 W TEXAS AVENUE STREET 2: SUITE 1101 CITY: MIDLAND STATE: TX ZIP: 79701 BUSINESS PHONE: 9156821119 MAIL ADDRESS: STREET 1: 214 W TEXAS AVENUE STREET 2: SUITE 1101 CITY: MIDLAND STATE: TX ZIP: 79701 FORMER COMPANY: FORMER CONFORMED NAME: MILLER OIL CO DATE OF NAME CHANGE: 19800702 SC 13D 1 x13d-1202.txt MAXWELL RESOURCES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------- SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. __________ )(1) Mexco Energy Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $0.50 Per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) 592770101 - -------------------------------------------------------------------------------- (CUSIP Number) L.E. Sawyer, Jr. 901 Country Club Dr. Midland, Texas 79701 (915) 684-4145 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 5, 2002 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 4 Pages) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No.592770101 13D Page 2 of 4 Pages ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) L.E. Sawyer, Jr. dba Maxwell Resources SSN# ###-##-#### ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] n/a (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS BK ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ________________________________________________________________________________ 7 SOLE VOTING POWER 100,856 shares* NUMBER OF SHARES _________________________________________________________________ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH n/a REPORTING PERSON _________________________________________________________________ WITH 9 SOLE DISPOSITIVE POWER 100,856 shares* _________________________________________________________________ 10 SHARED DISPOSITIVE POWER n/a ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 100,856 shares* ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES n/a [_] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.81% of the outstanding shares* ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON IN ________________________________________________________________________________ *Includes vested options to acquire 2,500 shares of the Registrant's common stock ($.50 par value) at a purchase price of $6.75 per share. CUSIP No.592770101 13D Page 3 of 4 Pages ________________________________________________________________________________ Item 1. Security and Issuer. This statement relates to the $0.50 par value common stock of Mexco Energy Corporation (herein called the "Issues"), a Colorado corporation maintaining its principal executive offices at 214 West Texas, Suite 1101, Midland Texas 79701. The Issuer's corporate name was formerly Miller Oil Company; however, in April 1980 the shareholders of the Issuer adopted a proposal to amend the Articles of Incorporation ("Articles") of the Issuer to change the corporate name to that indicated above. Also at that time, the shareholders of the Issuer approved amendments to the Articles which related in a one-for-fifty reverse stock split of the Issuer's common stock ($0.50 par value). The corporate name change and reverse stock split became effective April 30, 1980, upon the filing of the Amendment to the Articles of Incorporation with the Colorado Secretary of State. ________________________________________________________________________________ Item 2. Identity and Background. (a)- (c) L. E. Sawyer, Jr., whose business address is 901 Country Club Drive, Midland, Texas 79701, acquired stock of the Issuer in the amount of 72,356 shares prior to December 5, 2002 and on such date an additional 26,000 shares. His principal occupation is that of an independent landman for oil and gas. Clients include the Issuer and others for his own account. (d) During the last five years Mr. Sawyer has not been convicted in a criminal proceeding (excluding traffic violations or similar misdeemeanors). (e) Civil Proceedings Involving Violations of Federal or State Securities Laws. During the last five years Mr. Sawyer was not a party to a civil proceeding of a judicial or administrative body of competent jurisdiction that resulted in Mr. Sawyer being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal and state securies laws or finding any violation with respect to such laws. (f) Mr. Sawyer is a United States citizen. ________________________________________________________________________________ Item 3. Source and Amount of Funds or Other Consideration. On December 5, 2002, Mr. Sawyer purchased 26,000 shares of the Issuer's common stock for a purchase price of $45,500. The purchase price was comprised of borrowings of $45,500, and the borrowings were secured by the pledge of certain of Mr. Sawyer's security holdings in the Issuer worth in excess of twice the amount borrowed. Prior purchases of the Issuer's common stock by Mr. Sawyer were made from cash from Mr. Sawyer's personal funds and borrowings secured by the pledge of certain of Mr. Sawyer's security holdings in the Issuer worth in excess of twice the amount borrowed. ________________________________________________________________________________ Item 4. Purpose of Transaction. The shares of common stock were acquired by Mr. Sawyer for investment with the view to capital appreciation. Mr. Sawyer has no present plans or proposals to acquire or dispose of any securites of the Issuer or present plans or prosals which relate to or would result in any of the events or actions described in Item 4 to Schedule 13D or any action similar thereto. Mr. Sawyer will continue to review his investment in the shares of common stock and his alternatives with respect to the matters described above, and reserves the right to formulate additional plans or proposals with respect thereto, or to change his intentions with respect to any or all of the foregoing. ________________________________________________________________________________ Item 5. Interest in Securities of the Issuer. (a) Mr. Sawyer owns beneficially 100,856 shares of common stock, representing approximately 5.81 % of the outstanding common stock of the Issuer, including the vested option to acquire 2,500 shares of Registrant's common stock at $6.75 per share. Mr. Sawyer has the sole power to vote or dispose of the 100,856 shares. Except for the December 5, 2002 purchase of the common stock and the October 15, 2002 sale of 500 shares of Issuer's common stock, Mr. Sawyer has not engaged in any transactions involving the common stock during the past 60 days. (d) No person, other than Mr. Sawyer, is known to have the right to receive, or the power to direct, the receipt of dividends or sale proceeds with respect to the securites for whose sale this statement is filed, except Commercial State Bank, Midland, Texas the lender having a limited power of sale in connection with the secured purchase money borrowings described in Item 3. (e) n/a ________________________________________________________________________________ Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. n/a ________________________________________________________________________________ Item 7. Material to be Filed as Exhibits. n/a ________________________________________________________________________________ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. December 6, 2002 ---------------------------------------- (Date) /s/ L. E. Sawyer, Jr. ---------------------------------------- (Signature) L. E. Sawyer, Jr. dba Maxwell Resources ---------------------------------------- (Name/Title) Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----