SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
FISACKERLY HALEY

(Last) (First) (Middle)
C/O ENTERGY CORPORATION LEGAL DEPARTMENT
639 LOYOLA AVENUE, 26TH FLOOR

(Street)
NEW ORLEANS LA 70113

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ENTERGY CORP /DE/ [ ETR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
"Officer" Under Sec 16 Rules
3. Date of Earliest Transaction (Month/Day/Year)
02/21/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/21/2020 M 2,534 A $70.53 8,333 D
Common Stock 02/21/2020 S 2,534 D $130.27(1) 5,799 D
Common Stock 02/21/2020 M 2,066 A $89.19 7,865 D
Common Stock 02/21/2020 S 2,066 D $130.28(2) 5,799 D
Common Stock 02/21/2020 M 2,200 A $78.08 7,999 D
Common Stock 02/21/2020 S 2,200 D $130.26(3) 5,799 D
Common Stock 02/21/2020 S 4,330 D $130.31(4) 1,469 D
Common Stock 4,049 I By 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $70.53 02/21/2020 M 2,534 (5) (5) Common Stock 2,534 $0 0 D
Employee Stock Option (Right to Buy) $89.19 02/21/2020 M 2,066 01/31/2020 01/31/2029 Common Stock 2,066 $0 4,134 D
Employee Stock Option (Right to Buy) $78.08 02/21/2020 M 2,200 01/25/2020 01/25/2028 Common Stock 2,200 $0 2,200 D
Explanation of Responses:
1. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.06 to $130.65. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
2. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.06 to $130.80. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
3. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.06 to $130.65. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
4. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.05 to $130.77. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
5. The options vested on January 26, 2020.
Remarks:
/s/ Daniel T. Falstad by power of attorney 02/24/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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