0000065984-20-000071.txt : 20200224 0000065984-20-000071.hdr.sgml : 20200224 20200224174858 ACCESSION NUMBER: 0000065984-20-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200221 FILED AS OF DATE: 20200224 DATE AS OF CHANGE: 20200224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Marcus V CENTRAL INDEX KEY: 0001540896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11299 FILM NUMBER: 20645911 MAIL ADDRESS: STREET 1: C/O ENTERGY CORPORATION LEGAL DEPT. STREET 2: 639 LOYOLA AVE., 26TH FL. CITY: NEW ORLEANS STATE: LA ZIP: 70113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERGY CORP /DE/ CENTRAL INDEX KEY: 0000065984 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 721229752 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 639 LOYOLA AVE CITY: NEW ORLEANS STATE: LA ZIP: 70113 BUSINESS PHONE: 504-576-4000 MAIL ADDRESS: STREET 1: PO BOX 61000 CITY: NEW ORLEANS STATE: LA ZIP: 70161 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY CORP /FL/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY GSU HOLDINGS INC /DE/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: MIDDLE SOUTH UTILITIES INC DATE OF NAME CHANGE: 19890521 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-21 0000065984 ENTERGY CORP /DE/ ETR 0001540896 Brown Marcus V C/O ENTERGY CORPORATION LEGAL DEPARTMENT 639 LOYOLA AVENUE, 26TH FLOOR NEW ORLEANS LA 70113 0 1 0 0 EVP & General Counsel Common Stock 2020-02-21 4 M 0 11906 89.19 A 55950 D Common Stock 2020-02-21 4 S 0 10206 130.44 D 45744 D Common Stock 2020-02-21 4 S 0 1700 131.31 D 44044 D Common Stock 2020-02-21 4 M 0 13500 78.08 A 57544 D Common Stock 2020-02-21 4 S 0 11690 130.44 D 45854 D Common Stock 2020-02-21 4 S 0 1810 131.32 D 44044 D Common Stock 2020-02-21 4 M 0 14668 70.53 A 58712 D Common Stock 2020-02-21 4 S 0 12568 130.44 D 46144 D Common Stock 2020-02-21 4 S 0 2100 131.31 D 44044 D Common Stock 2020-02-21 4 M 0 1 70.56 A 44045 D Common Stock 2020-02-21 4 S 0 1 131.45 D 44044 D Common Stock 2020-02-21 4 S 0 15600 130.34 D 28444 D Common Stock 2020-02-21 4 S 0 400 131.04 D 28044 D Common Stock 715 I By 401(k) Employee Stock Option (Right to Buy) 89.19 2020-02-21 4 M 0 11906 0 D 2020-01-31 2029-01-31 Common Stock 11906 28813 D Employee Stock Option (Right to Buy) 78.08 2020-02-21 4 M 0 13500 0 D 2020-01-25 2028-01-25 Common Stock 13500 13500 D Employee Stock Option (Right to Buy) 70.53 2020-02-21 4 M 0 14668 0 D Common Stock 14668 0 D Employee Stock Option (Right to Buy) 70.56 2020-02-21 4 M 0 1 0 D Common Stock 1 0 D The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.00 to $130.92. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.03 to $131.54. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.00 to $130.99. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.03 to $131.58. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.02 to $130.99. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.03 to $131.55. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $130.00 to $130.92. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.03 to $131.05. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The options vested on January 26, 2020. The options vested on January 28, 2020. /s/ Daniel T. Falstad by power of attorney 2020-02-24