-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CBphcnp44LPf1HoP1P7qDSvdduLa/PmUJoZZGis3E3aF8MpFX6V9PPTnlrwv4U+q lEdXcd7jMiNuUj4rwqUm7g== 0000065984-02-000113.txt : 20020422 0000065984-02-000113.hdr.sgml : 20020422 ACCESSION NUMBER: 0000065984-02-000113 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERGY CORP /DE/ CENTRAL INDEX KEY: 0000065984 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 721229752 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-09749 FILM NUMBER: 02617115 BUSINESS ADDRESS: STREET 1: 639 LOYOLA AVE CITY: NEW ORLEANS STATE: LA ZIP: 70113 BUSINESS PHONE: 5045764000 MAIL ADDRESS: STREET 1: PO BOX 61000 CITY: NEW ORLEANS STATE: LA ZIP: 70161 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY CORP /FL/ DATE OF NAME CHANGE: 19940329 FORMER COMPANY: FORMER CONFORMED NAME: MIDDLE SOUTH UTILITIES INC DATE OF NAME CHANGE: 19890521 FORMER COMPANY: FORMER CONFORMED NAME: ENTERGY GSU HOLDINGS INC /DE/ DATE OF NAME CHANGE: 19940329 35-CERT 1 a10702.txt UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. In the Matter of ENTERGY CORPORATION CERTIFICATE PURSUANT TO File No. 70-9749 RULE 24 (Public Utility Holding Company Act of 1935) This is to certify, pursuant to Rule 24 under the Public Utility Holding Company Act of 1935, as amended, that for the quarterly period ended December 31, 2001, the transactions described below, which were proposed by Entergy Corporation (the "Company" or "Entergy") in the Application- Declaration on Form U-1, as amended, in the above referenced File ("Application-Declaration"), have been carried out in accordance with the terms and conditions of and for the purposes represented by the Application-Declaration and pursuant to the Order of the Securities and Exchange Commission dated April 3, 2001. (1) The per share purchase None. and market prices for each sale of common stock, preferred stock or other forms of preferred or equity linked securities on the date of each sale. (2) The total number of 2,500 shares of common stock shares of common stock issued are available for issuance or available for issuance pursuant to the terms of under options granted during options granted during this the reporting period. period. (3) The number and price of, None. and restrictions on, common shares issued in connection with the acquisition of another business. (4) The principal amount of, None. and the terms and conditions associated with the issuance of Long-Term Debt. (5) The principal amount of, In connection with obtaining and the terms and conditions a $50,000,000 unsecured associated with, the issuance revolving credit facility, on of Short-Term Debt. December 11, 2001, Entergy issued a $50,000,000 promissory note that matures on May 16, 2002, but may be converted into a term loan maturing no later than May 16, 2003. The loan is subject to the same terms and conditions as the Third Amended and Restated Credit Agreement, dated as of May 17, 2001, among Entergy, the Banks named therein and Citibank, N.A. as Agent, which is incorporated by reference as Exhibit 4(a) to Entergy's Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2001. (6) The notional amount and None. principal terms of, and the counter parties to, any Interest Rate Hedge or Anticipatory Hedge entered into during the reporting period. (7) The name of, and amount None. invested in, any new Financing Subsidiary. (8) A list of all Form U-6B-2 None. filings made during the reporting period, including the date of the filing. (9) Entergy's consolidated Entergy's consolidated balance sheet and the balance Balance Sheet is incorporated sheet for any company that by reference on Entergy's engaged in a financing Annual Report on Form 10-K transaction during the for the year ended December reporting period, each 31, 2001. showing the type and outstanding amount of debt or equity, as the case may be. (10) A calculation of Filed herein as Exhibit Entergy's debt to equity 10(c). ratio for the quarter ending December 31, 2001. IN WITNESS WHEREOF, the Company has caused this certificate to be executed this 19th day of April, 2002. ENTERGY CORPORATION By: /s/ Steven C. McNeal Steven C. McNeal Vice President and Treasurer EX-99 3 a10702ex.txt Entergy Corporation Consolidated (In 000's) 12/31/01 Common Stock 2,482 Paid In Capital 4,662,704 Retained Earnings 3,638,448 Cum For Currcy Trans (88,794) Less Treasury Stk (758,820) ---------- Common Equity 7,456,020 Preferred-w sink 26,185 Preferred-w/o sink 334,337 Preference Stock - QUIPS 215,000 ---------- Total Prefered 575,522 Long-Term Debt 7,321,028 L-T Cap Leases 181,085 Current Cap Leases 149,352 Current L-T debt 682,771 Notes Payable 351,018 ---------- Total Debt 8,685,254 ---------- Total Cap 16,716,796 ========== Equity 44.6% Preferred 3.4% Debt 52.0% 100.0% -----END PRIVACY-ENHANCED MESSAGE-----