8. Investment In and Advances to Affiliates (Tables)

3 Months Ended

Mar. 31, 2013

SiebertBrandfordShankAndCoLlcMember

Investment In and Advances to Affiliate

Summarized financial data of SBS is set forth below.

	March 31, 2013			March 31, 2012
Total assets, including secured demand note of $1,200,000 due from Siebert	$	23,931,000
Total liabilities, including subordinated liabilities of $1,200,000 due to Siebert		7,111,000
Total members’ capital		16,820,000
Regulatory minimum net capital requirement		250,000
Total revenues		3,995,000		$	5,626,000
Net loss		(1,229,000	)		(299,000	)

SbsFinancialProductsCompanyLlcMember

Investment In and Advances to Affiliate

Summarized financial data of SBSFPC is set forth below.

	March 31, 2013			March 31, 2012
Total assets	$	150,890,000
Total liabilities		150,099,000
Total members’ capital		791,000
Total revenues		(222,000)	*	$	21,000
Net loss		(275,000)			(25,000	)