0001213900-23-029150.txt : 20230412
0001213900-23-029150.hdr.sgml : 20230412
20230412161050
ACCESSION NUMBER: 0001213900-23-029150
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230410
FILED AS OF DATE: 20230412
DATE AS OF CHANGE: 20230412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gebbia John M.
CENTRAL INDEX KEY: 0001727425
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-05703
FILM NUMBER: 23815809
MAIL ADDRESS:
STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC
STREET 2: 120 WALL STREET, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP
CENTRAL INDEX KEY: 0000065596
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 111796714
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-644-2400
MAIL ADDRESS:
STREET 1: 120 WALL STREET
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: MICHAELS J INC
DATE OF NAME CHANGE: 19950221
4
1
ownership.xml
X0407
4
2023-04-10
0
0000065596
SIEBERT FINANCIAL CORP
SIEB
0001727425
Gebbia John M.
C/O SIEBERT FINANCIAL CORP.
535 FIFTH AVENUE, 4TH FLOOR
NEW YORK
NY
10017
0
0
0
1
Member of 10% owner group
0
Common Stock, $0.01 par value per share
2023-04-10
2023-04-10
5
S
0
E
100000
1.85
D
1909091
D
Common Stock, $0.01 par value per share
118000
I
Shares held by dependent children
Common Stock, $0.01 par value per share
2023-04-10
2023-04-10
5
S
0
E
100000
1.85
D
17439200
I
Control Group
The Reporting Person sold 100,000 shares of Issuer common stock in a private sale. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
The Reporting Person is part of a control group consisting of family members of the Reporting Person. The Reporting person sold 100,000 shares of Issuer common which resulted in a decrease of 100,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
/s/ John M. Gebbia
2023-04-12