0001157523-20-000543.txt : 20200420 0001157523-20-000543.hdr.sgml : 20200420 20200420165102 ACCESSION NUMBER: 0001157523-20-000543 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200416 FILED AS OF DATE: 20200420 DATE AS OF CHANGE: 20200420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gebbia David CENTRAL INDEX KEY: 0001737859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 20803060 MAIL ADDRESS: STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC STREET 2: 120 WALL STREET, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 form4.xml SIEBERT FINANCIAL CORP. DAVID GEBBIA FORM 4 X0306 4 2020-04-16 0000065596 SIEBERT FINANCIAL CORP SIEB 0001737859 Gebbia David C/O SIEBERT FINANCIAL CORP. 120 WALL STREET NEW YORK NY 10005 true MEMBER OF 10% OWNER GROUP Common Stock, $0.01 par value per share 2020-04-16 2020-04-16 4 S 0 748233 5.6 D 1035281 D Common Stock, $0.01 par value per share 35800 I See footnote The Reporting Person is filing this Form 4 to report the sale by the Reporting Person of 748,233 shares of Issuer common stock in a private transaction to Gloria E. Gebbia. Various family members included in the Reporting Person's indirect own 35,800 shares of Issuer common stock.The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. /s/ David Gebbia 2020-04-20