0001157523-20-000542.txt : 20200420 0001157523-20-000542.hdr.sgml : 20200420 20200420164604 ACCESSION NUMBER: 0001157523-20-000542 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200416 FILED AS OF DATE: 20200420 DATE AS OF CHANGE: 20200420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gebbia John M. CENTRAL INDEX KEY: 0001727425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 20803028 MAIL ADDRESS: STREET 1: C/O GUSRAE KAPLAN NUSBAUM PLLC STREET 2: 120 WALL STREET, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 form4.xml SIEBERT FINANCIAL CORP. JOHN GEBBIA FORM 4 X0306 4 2020-04-16 0000065596 SIEBERT FINANCIAL CORP SIEB 0001727425 Gebbia John M. C/O SIEBERT FINANCIAL CORP. 120 WALL STREET NEW YORK NY 10005 true MEMBER OF 10% OWNER GROUP Common Stock, $0.01 par value per share 2020-04-16 2020-04-16 4 S 0 685155 5.6 D 1826681 D Common Stock, $0.01 par value per share 24000 I See footnote The Reporting Person is filing this Form 4 to report the sale by the Reporting Person of 685,155 shares of Issuer common stock in a private transaction to Gloria E. Gebbia. Various family members included in the Reporting Person's indirect ownership own 24,000 shares of Issuer common stock. /s/ John M. Gebbia 2020-04-20