0001157523-20-000110.txt : 20200127 0001157523-20-000110.hdr.sgml : 20200127 20200127212330 ACCESSION NUMBER: 0001157523-20-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200124 FILED AS OF DATE: 20200127 DATE AS OF CHANGE: 20200127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kennedy Cabot Acquisition, LLC CENTRAL INDEX KEY: 0001683285 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 20551169 BUSINESS ADDRESS: STREET 1: 24100 CALABASAS ROAD CITY: CALABASAS STATE: CA ZIP: 91302 BUSINESS PHONE: 212-514-8369 MAIL ADDRESS: STREET 1: 24100 CALABASAS ROAD CITY: CALABASAS STATE: CA ZIP: 91302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 form4.xml SIEBERT FINANCIAL CORP. FORM 4 - KENNEDY CABOT ACQUISITION, LLC X0306 4 2020-01-24 0000065596 SIEBERT FINANCIAL CORP SIEB 0001683285 Kennedy Cabot Acquisition, LLC 24005 VENTURA BLVD. SUITE 200 CALABASAS CA 91302 true true Member of 10% owner group Common Stock, $0.01 par value per share 2020-01-24 2020-01-24 4 S 0 350000 1.9 D 3177283 D On January 24, 2020, KCA sold 350,000 shares of Issuer common stock pursuant to an exercise of warrants. /s/ Gloria E. Gebbia, Managing Member of Kennedy Cabot Acquisition, LLC 2020-01-27