X0306 4 2019-12-16 0000065596 SIEBERT FINANCIAL CORP SIEB 0001692471 Gebbia Gloria E C/O SIEBERT FINANCIAL CORP. 120 WALL STREET NEW YORK NY 10005 true true true MEMBER OF 10% OWNER GROUP Common Stock, $0.01 par value per share 2019-12-16 2019-12-16 4 S 0 50000 1.9 D 3527283 I By KCA Common Stock, $0.01 par value per share 5901194 I By family Common Stock, $0.01 par value per share 7658500 D The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,527,283 shares of Issuer common stock directly owned by KCA. On December 16, 2019, KCA sold 50,000 shares of Issuer common stock pursuant to an exercise of a warrant. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. Various family members have received gifts from the Reporting Person; therefore, the Reporting Person may be deemed to be the indirect beneficial owner of a total of 5,901,194 shares of Issuer common stock owned by family trusts and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. /s/ Gloria E. Gebbia 2019-12-18