0001157523-19-002015.txt : 20190927 0001157523-19-002015.hdr.sgml : 20190927 20190927150021 ACCESSION NUMBER: 0001157523-19-002015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190925 FILED AS OF DATE: 20190927 DATE AS OF CHANGE: 20190927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kennedy Cabot Acquisition, LLC CENTRAL INDEX KEY: 0001683285 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05703 FILM NUMBER: 191121566 BUSINESS ADDRESS: STREET 1: 24100 CALABASAS ROAD CITY: CALABASAS STATE: CA ZIP: 91302 BUSINESS PHONE: 212-514-8369 MAIL ADDRESS: STREET 1: 24100 CALABASAS ROAD CITY: CALABASAS STATE: CA ZIP: 91302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT FINANCIAL CORP CENTRAL INDEX KEY: 0000065596 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 111796714 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-644-2400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MICHAELS J INC DATE OF NAME CHANGE: 19950221 4 1 form4.xml FORM 4 X0306 4 2019-09-25 0000065596 SIEBERT FINANCIAL CORP SIEB 0001683285 Kennedy Cabot Acquisition, LLC 24005 VENTURA BLVD. SUITE 200 CALABASAS CA 91302 true true Member of 10% owner group Common Stock, $0.01 par value per share 2019-09-25 2019-09-25 4 S 0 50000 1.9 D 3577283 D On September 25, 2019, KCA sold 50,000 shares of Issuer common stock pursuant to an exercise of a warrant. /s/ Gloria E. Gebbia, Managing Member of Kennedy Cabot Acquisition, LLC 2019-09-27