Consolidated Statements of Operations (Unaudited) - USD ($)	3 Months Ended		9 Months Ended
	Sep. 30, 2017	Sep. 30, 2016	Sep. 30, 2017	Sep. 30, 2016
Revenues:
Commissions and fees	$ 1,077,000	$ 1,078,000	$ 3,295,000	$ 3,519,000
Margin interest, marketing and distribution fees	1,850,000	862,000	4,477,000	2,687,000
Investment banking	4,000	11,000	16,000	34,000
Trading profits	154,000	131,000	360,000	521,000
Interest and dividends	4,000	141,000	9,000	422,000
Total revenues	3,089,000	2,223,000	8,157,000	7,183,000
Expenses:
Employee compensation and benefits	1,031,000	1,236,000	3,069,000	3,723,000
Clearing fees, including floor brokerage	252,000	203,000	819,000	677,000
Professional fees	372,000	1,178,000	1,265,000	2,763,000
Advertising and promotion	16,000	38,000	61,000	171,000
Communications	56,000	120,000	192,000	382,000
Occupancy	86,000	179,000	306,000	558,000
Other general and administrative	275,000	409,000	1,020,000	1,278,000
Total operating expenses	2,088,000	3,363,000	6,732,000	9,552,000
Income/(Loss) from continuing operations	1,001,000	(1,140,000)	1,425,000	(2,369,000)
Income tax benefit/(expense)	0	0	0	0
Net income (loss)	$ 1,001,000	$ (1,140,000)	$ 1,425,000	$ (2,369,000)
Net income (loss) per share of common stock - Basic and diluted	$ 0.05	$ 0.05	$ 0.06	$ 0.11
Weighted average shares outstanding - Basic and diluted	22,085,126	22,085,126	22,085,126	22,085,126