-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LXMb1WpsrODB4Rsdqs3oQID5WsR6ABky65OFhXJ3ilM0UFb9d9mdZ3+XnLUna6Lo YOAa5NV14n2G3CzYQ666FA== 0001193640-04-000001.txt : 20040105 0001193640-04-000001.hdr.sgml : 20040105 20040105155746 ACCESSION NUMBER: 0001193640-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEUBURGER HEINZ JOACHIM CENTRAL INDEX KEY: 0001193640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14537 FILM NUMBER: 04504907 MAIL ADDRESS: STREET 1: C/O MERRILL LYNCH CORP STREET 2: 222 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH & CO INC CENTRAL INDEX KEY: 0000065100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132740599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124491000 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-12-31 0 0000065100 MERRILL LYNCH & CO INC MER 0001193640 NEUBURGER HEINZ JOACHIM C/O SIEMENS AG WITTELSBACHERPLATZ 2 MUNICH 2M 80333 GERMANY 1 0 0 0 ML Stock Units 2003-12-31 4 A 0 53 58.43 A Common Stock 53 733 D The reporting person participates in the Merrill Lynch & Co., Inc. Fee Deferral Plan for Non-Employee Directors (the "Fee Deferral Plan"), under which these ML Stock Units were credited. Transactions under the Fee Deferral Plan are exempt under Rule 16b-3. The value of each unit is equal to the value of one share of Merrill Lynch & Co., Inc. Common Stock. ML Stock Units are payable in cash at the end of the deferral period as provided in the Fee Deferral Plan. 1 for 1 All reported positions have been rounded down to the nearest whole number. Heinz-Joachim Neuburger (by Michael A. LaMaina, as agent) 2004-01-05 -----END PRIVACY-ENHANCED MESSAGE-----