-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cff38An17bboL25STut0dIc419PjIcNlTkMozCNliwQSvRugQ0OYtRC3pQEUlwxN ceuIfxIrrtH7W92WOdAKuw== 0001182338-07-000078.txt : 20070905 0001182338-07-000078.hdr.sgml : 20070905 20070905153826 ACCESSION NUMBER: 0001182338-07-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070831 FILED AS OF DATE: 20070905 DATE AS OF CHANGE: 20070905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH & CO INC CENTRAL INDEX KEY: 0000065100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132740599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124491000 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSSOTTI CHARLES O CENTRAL INDEX KEY: 0001237642 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07182 FILM NUMBER: 071099867 BUSINESS ADDRESS: STREET 1: C/O SHAW PITTMAN STREET 2: 2300 N STREET NW CITY: WASHINGTON STATE: DC ZIP: 20037 BUSINESS PHONE: 2026638068 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-08-31 0 0000065100 MERRILL LYNCH & CO INC MER 0001237642 ROSSOTTI CHARLES O C/O MERRILL LYNCH & CO., INC. 4 WORLD FINANCIAL CENTER NEW YORK NY 10080 1 0 0 0 ML Stock Units 2007-08-31 4 A 0 101 73.86 A Common Stock 101 2945 D The reporting person participates in the Merrill Lynch & Co., Inc. Fee Deferral Plan for Non-Employee Directors (the "Fee Deferral Plan"), under which these ML Stock Units were credited. Transactions under the Fee Deferral Plan are exempt under Rule 16b-3. The value of each unit is equal to the value of one share of Merrill Lynch & Co., Inc. Common Stock. ML Stock Units are payable in cash at the end of the deferral period as provided in the Fee Deferral Plan. 1 for 1 This total also reflects the reinvestment of dividend equivalents into ML Stock Units pursuant to the terms of the Fee Deferral Plan. This transaction is exempt from reporting pursuant to Rule 16a-3 and/or 16a-11. All reported positions have been rounded down to the nearest whole number. Charles O. Rossotti (By Pia K. Thompson, as agent) 2007-09-05 -----END PRIVACY-ENHANCED MESSAGE-----