-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MM08yU2Ck0OL0FgK2GfUQDje3H5cNeZoF+TLjppwxHYtdVRxltqMRza7Z+mEHeq7 8lMgfIecUolHmG/gt9KjQg== 0001182338-07-000013.txt : 20070201 0001182338-07-000013.hdr.sgml : 20070201 20070201175743 ACCESSION NUMBER: 0001182338-07-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070130 FILED AS OF DATE: 20070201 DATE AS OF CHANGE: 20070201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH & CO INC CENTRAL INDEX KEY: 0000065100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132740599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124491000 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERKERY ROSEMARY T CENTRAL INDEX KEY: 0001182323 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07182 FILM NUMBER: 07572958 BUSINESS ADDRESS: BUSINESS PHONE: 2126700420 MAIL ADDRESS: STREET 1: MERRILL LYNCH CORPORATE SECRETARY STREET 2: 222 BROADWAY, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-01-30 0 0000065100 MERRILL LYNCH & CO INC MER 0001182323 BERKERY ROSEMARY T C/O MERRILL LYNCH & CO., INC. 4 WORLD FINANCIAL CENTER NEW YORK NY 10080 0 1 0 0 EVP and General Counsel Common Stock 2007-02-01 4 S 0 300 94.24 D 442844 D Common Stock 2007-02-01 4 S 0 200 94.25 D 442644 D Common Stock 2007-02-01 4 S 0 100 94.26 D 442544 D Common Stock 2007-02-01 4 S 0 200 94.27 D 442344 D Common Stock 2007-02-01 4 S 0 1200 94.3 D 441144 D Common Stock 2007-02-01 4 S 0 200 94.32 D 440960 D Stock Option - Right to Acquire 36.1719 2007-01-30 4 M 0 33900 0 D 2009-01-25 Common Stock 33900 0 D Stock Option - Right to Acquire 43.7812 2007-01-30 4 M 0 68680 0 D 2010-01-27 Common Stock 68680 0 D Stock Option - Right to Acquire 31 2007-01-30 4 M 0 23270 0 D 2008-01-26 Common Stock 23270 0 D This total also reflects the acquisition of shares of Merrill Lynch & Co., Inc. Common Stock as a result of contributions, allocations, or dividend reinvestments through various Merrill Lynch plans which are exempt from the reporting requirements under the provisions of Rule 16a-3 and/or Rule 16a-11. These stock options were granted under the Merrill Lynch & Co., Inc. Long Term Incentive Compensation Plan. Transactions under this Plan are exempt under the provisions of Rule 16b-3. All options are exercisable. All reported positions have been rounded down to the nearest whole number. This is Form 2 of 2 forms reporting transactions on 1/30/2007 and 2/1/2007 by this reporting person. Rosemary T. Berkery (By Pia K. Thompson, as agent) 2007-02-01 -----END PRIVACY-ENHANCED MESSAGE-----