-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A+YXSlPq8FxnILYI2KnQ+Bhq1LkUKIHH/TRKRte+gs5i1ztdXriQo5oszvNv75dN izmCjI+l71qDboEmwAtXhg== 0001182338-04-000004.txt : 20040427 0001182338-04-000004.hdr.sgml : 20040427 20040427142725 ACCESSION NUMBER: 0001182338-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040423 FILED AS OF DATE: 20040427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERS AULANA L CENTRAL INDEX KEY: 0001192904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07182 FILM NUMBER: 04756495 MAIL ADDRESS: STREET 1: MERRILL LYNCH CORP STREET 2: 222 BROADWAY 17TH FL CITY: NEW YORK STATE: NY ZIP: 10038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH & CO INC CENTRAL INDEX KEY: 0000065100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132740599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124491000 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-04-23 0 0000065100 MERRILL LYNCH & CO INC MER 0001192904 PETERS AULANA L C/O MERRILL LYNCH & CO., INC. 4 WORLD FINANCIAL CENTER NEW YORK NY 10080 1 0 0 0 Common Stock 2004-04-23 4 A 0 1275 0 A 8011 D Common Stock 5691 I Trust Stock Option - Right to Acquire 56.88 2004-04-23 4 A 0 3824 0 A 2014-04-23 Common Stock 3824 3824 D These Deferred Stock Units were granted on April 23, 2004 pursuant to the Merrill Lynch & Co., Inc. Deferred Stock Unit and Stock Option Plan for Non-Employee Directors, as amended (the "Plan"). Deferred Stock Units are payable in Merrill Lynch & Co., Inc. Common Stock upon the earlier of the fifth Annual Meeting of Stockholders following the date of their grant or the director's End of Service Date, as defined in the Plan. Transactions under the Plan are exempt under Rule 16b-3. This total reflects the reinvestment of dividend equivalents into Deferred Units and Deferred Stock Units pursuant to the terms of the Merrill Lynch & Co., Inc. Deferred Stock Unit and Stock Option Plan for Non-Employee Directors, as amended; these transactions are exempt from reporting pursuant to Rule 16a-3 and/or 16a-11. These shares are being held in the Peters Family Trust, a living trust for which the reporting person and the spouse of the reporting person are trustees and beneficiaries. These stock options were granted under the Merrill Lynch & Co., Inc. Deferred Stock Unit and Stock Option Plan for Non-Employee Directors, as amended. Transactions under this Plan are exempt under Rule 16b-3. All stock options will become exercisable after 10/31/04. All reported positions have been rounded down to the nearest whole number. Aulana L. Peters (by Michael A. LaMaina, as agent) 2004-04-27 -----END PRIVACY-ENHANCED MESSAGE-----