-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, McDwwkuVZBMUOpXFa0kK9zpyHuc/2Fxgwqf9RA+Z8wIIjrV8GOgjFiYUTOjiw/Rw kois54y+4sUpRUvfzM4Qog== 0001182323-04-000001.txt : 20040128 0001182323-04-000001.hdr.sgml : 20040128 20040128124748 ACCESSION NUMBER: 0001182323-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040126 FILED AS OF DATE: 20040128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERKERY ROSEMARY T CENTRAL INDEX KEY: 0001182323 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07182 FILM NUMBER: 04548487 MAIL ADDRESS: STREET 1: MERRILL LYNCH CORPORATE SECRETARY STREET 2: 225 BROADWAY, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH & CO INC CENTRAL INDEX KEY: 0000065100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132740599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124491000 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-01-26 0 0000065100 MERRILL LYNCH & CO INC MER 0001182323 BERKERY ROSEMARY T MERRILL LYNCH & CO., INC. 4 WORLD FINANCIAL CENTER NEW YORK NY 10080 0 1 0 0 EVP and General Counsel Common Stock 2004-01-26 4 A 0 62987 0 A 273580 D Stock Appreciation Rights 59.85 2004-01-26 4 A 0 46557 0 A 2014-01-26 Common Stock 46557 46557 D These Restricted Shares were granted on January 26, 2004 pursuant to the Merrill Lynch & Co., Inc. Long-Term Incentive Compensation Plan. The Vesting and Restricted Periods for the Restricted Shares shall begin on January 1, 2004 and shall end on January 31, 2008. Transactions under this plan are exempt under the provisions of Rule 16b-3. This total also reflects the acquisition of shares of Merrill Lynch & Co., Inc. Common Stock as a result of dividend reinvestments through various Merrill Lynch Plans which is exempt from the reporting requirements under the provisions of Rule 16a-3 and/or Rule 16a-11. This total also includes 9,600 Book Value Shares. These stock appreciation rights were granted under the Merrill Lynch & Co., Inc. Long-Term Incentive Compensation Plan. Transactions under this plan are exempt under the provisions of Rule 16b-3. 11,639 stock appreciation rights will become exercisable after each of 1/26/2005, 1/26/2006 and 1/26/2007. 11,640 stock appreciation rights will become exercisable after 1/26/2008. All reported positions have been rounded down to the nearest whole number. Rosemary T. Berkery (by Michael A. LaMaina, as agent) 2004-01-28 -----END PRIVACY-ENHANCED MESSAGE-----