-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GLMiGgoUKK2xW3hE7Vvgl41nSPW+JSBODdc0kAh0EEiUkT3D9HBH6zWYgWiaZq4X UstHGx5BYI4W62En+VBqzA== 0000950123-08-000898.txt : 20080129 0000950123-08-000898.hdr.sgml : 20080129 20080129163221 ACCESSION NUMBER: 0000950123-08-000898 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20080128 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20080129 DATE AS OF CHANGE: 20080129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH & CO INC CENTRAL INDEX KEY: 0000065100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132740599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07182 FILM NUMBER: 08558373 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124491000 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 8-K 1 y47549e8vk.htm FORM 8-K 8-K
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):                      January 28, 2008
 
Merrill Lynch & Co., Inc.
 
(Exact Name of Registrant as Specified in its Charter)
         
Delaware   1-7182   13-2740599
 
(State or Other
Jurisdiction of
Incorporation)
  (Commission
File Number)
  (I.R.S. Employer
Identification No.)
         
4 World Financial Center, New York, New York   10080
 
(Address of Principal Executive Offices)       (Zip Code)
         
Registrant’s telephone number, including area code:   (212) 449-1000
 
 
(Former Name or Former Address, if Changed Since Last Report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Item 9.01. Financial Statements and Exhibits.
SIGNATURE
EXHIBIT INDEX
EX-99.1: PRESS RELEASE


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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b) On January 28, 2008, Merrill Lynch & Co., Inc. (“Merrill Lynch”) announced that Ahmass L. Fakahany, co-president and chief operating officer of Merrill Lynch has informed the company of his decision to retire and will leave his current role, effective February 1, 2008.
Merrill Lynch’s related press release is filed as Exhibit 99.1 to this Form 8-K and is incorporated by reference herein.
Merrill Lynch has not entered into any material plans, contracts or arrangements or amended any existing plans, contracts or arrangements with Mr. Fakahany.

 


Table of Contents

Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
     
99.1
  Press release of Merrill Lynch & Co., Inc. dated January 28, 2008
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
    MERRILL LYNCH & CO., INC.
     
    (Registrant)
 
       
 
  By:   /s/ Judith A. Witterschein
 
       
 
      Judith A. Witterschein
 
      Corporate Secretary
Date: January 29, 2008

 


Table of Contents

EXHIBIT INDEX
     
Exhibit No.   Description
 
   
99.1
  Press release of Merrill Lynch & Co., Inc. dated January 28, 2008

 

EX-99.1 2 y47549exv99w1.htm EX-99.1: PRESS RELEASE EX-99.1
 

(MERRILL LYNCH LOGO)
News
Merrill Lynch & Co., Inc.
World Headquarters
4 World Financial Center
New York, New York 10080


 
     
 
  Release date: January 28, 2008
 
   
 
  For information contact:
 
  Media Relations:
 
  Jessica Oppenehim (212) 449-2107
 
  jessica_oppenheim@ml.com
 
   
 
  Investor Relations:
 
  Sara Furber (866) 607-1234
 
  Investor_Relations@ml.com
AHMASS L. FAKAHANY TO RETIRE FROM MERRILL LYNCH
     NEW YORK, January 28, 2008 — Merrill Lynch & Co., Inc. (NYSE: MER) today announced that Ahmass L. Fakahany, 49, co-president and chief operating officer of Merrill Lynch, has informed the company of his decision to retire and will leave his current role, effective February 1.
     Mr. Fakahany joined Merrill Lynch in 1987 and has served in a variety of senior roles.
     “Upon my arrival, Ahmass informed me of his intention to transition out of Merrill Lynch in the first quarter and pursue other interests. He has been the consummate professional. He provided leadership during this challenging period and has transitioned the new team,” said John A. Thain, chairman and chief executive officer of Merrill Lynch. “With more than 20 years at Merrill Lynch, his contributions have been deep and broad, especially in leading our strategic growth and position outside the United States. On behalf of the management team and the board of directors, I thank him for his years of service.”
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Prior to his role as co-president and chief operating officer of Merrill Lynch, Mr. Fakahany was vice chairman and chief administrative officer from 2005 until he was appointed to his current role in May 2007. From 2002 to 2005, Mr. Fakahany served as executive vice president and chief financial officer. From October 2001 to November 2002, Mr. Fakahany served as chief operating officer of Global Markets and Investment Banking. Prior to this role, Mr. Fakahany held a number of senior positions outside of the United States, including chief administrative officer of Merrill Lynch’s Japan operations, chief financial officer for the Pacific Rim region, and finance director for Merrill Lynch’s Europe, Middle East and Africa operations.
     “I have fulfilled my commitments to John and the board. I leave knowing that the firm’s financial condition is significantly enhanced and the new team is in place and moving forward,” said Mr. Fakahany. “It has been a privilege and honor to be part of Merrill Lynch. I want to also express my deepest thanks to my colleagues throughout the company for their support and dedication. I wish them and the firm every success in the future.”
     Merrill Lynch is one of the world’s leading wealth management, capital markets and advisory companies, with offices in 40 countries and territories and total client assets of almost $2 trillion. As an investment bank, it is a leading global trader and underwriter of securities and derivatives across a broad range of asset classes and serves as a strategic advisor to corporations, governments, institutions and individuals worldwide. Merrill Lynch owns approximately half of BlackRock, one of the world’s largest publicly traded investment management companies, with more than $1 trillion in assets under management. For more information on Merrill Lynch, please visit www.ml.com.
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