-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L2dQQnizM56mkmNC1LqmTqj2BpiuSBflCgRv58RjhhlmEmIoaZZY7XED1U7lIVl+ u5VK6hHbzDQoDOnszatOJA== 0000950123-06-012207.txt : 20061002 0000950123-06-012207.hdr.sgml : 20061002 20061002085121 ACCESSION NUMBER: 0000950123-06-012207 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20060929 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20061002 DATE AS OF CHANGE: 20061002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH & CO INC CENTRAL INDEX KEY: 0000065100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132740599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07182 FILM NUMBER: 061118884 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124491000 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 8-K 1 y25597e8vk.htm 8-K 8-K
Table of Contents

 
 
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 29, 2006
Merrill Lynch & Co., Inc.
(Exact Name of Registrant as Specified in its Charter)
         
Delaware   1-7182   13-2740599
         
(State or Other
Jurisdiction of
Incorporation)
  (Commission
File Number)
  (I.R.S. Employer
Identification No.)
     
4 World Financial Center, New York, New York   10080
     
(Address of Principal Executive Offices)   (Zip Code)
Registrant’s telephone number, including area code: (212) 449-1000
 
 
(Former Name or Former Address, if Changed Since Last Report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


TABLE OF CONTENTS

Item 8.01 Other Events
Item 9.01 Financial Statements and Exhibits
SIGNATURE
EXHIBIT INDEX
EX-99.1: PRESS RELEASE


Table of Contents

Item 8.01 Other Events.
Merrill Lynch & Co., Inc. issued a press release announcing that on September 29, 2006, it had completed the merger of the firm’s investment management business, Merrill Lynch Investment Managers, with BlackRock, Inc. creating one of the world’s largest independent investment management firms. Merrill Lynch received a total of 65 million common and preferred shares in the combined company and has a 45% voting interest. The new company will operate primarily under the BlackRock name.
A copy of the above-referenced press release is being filed as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference in its entirety.
Item 9.01 Financial Statements and Exhibits.
     (d) Exhibits.
     
Exhibit Number    
99.1
  Press release, dated October 2, 2006, issued by Merrill Lynch & Co., Inc.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
 
  MERRILL LYNCH & CO., INC.
 
   
 
  (Registrant)
             
 
  By:   /s/ Judith A. Witterschein 
 
     
 
Judith A. Witterschein
   
 
      Corporate Secretary    
Date: October 2, 2006

2


Table of Contents

EXHIBIT INDEX
     
Exhibit Number    
99.1
  Press release, dated October 2, 2006, issued by Merrill Lynch & Co., Inc.

3

EX-99.1 2 y25597exv99w1.htm EX-99.1: PRESS RELEASE EX-99.1
 

     
 
  News
 
  Merrill Lynch & Co., Inc.
 
  World Headquarters
     
(MERRILL LYNCH LOGO)
  4 World Financial Center
New York, New York 10080
 
For information contact:
  Release date: October 2, 2006
 
Media Relations
  Investor Relations
Jessica Oppenheim
  Jonathan Blum
(212) 449-2004
  (866) 607-1234
Jessica_Oppenheim@ml.com
  investor_relations@ml.com
MERRILL LYNCH COMPLETES MERGER OF
MERRILL LYNCH INVESTMENT MANAGERS WITH BLACKROCK, INC.
     NEW YORK, October 2 – On September 29, 2006, Merrill Lynch and Co., Inc. (NYSE:MER) completed the merger of the firm’s investment management business, Merrill Lynch Investment Managers, with BlackRock, Inc. creating one of the world’s largest independent investment management firms. Merrill Lynch received a total of 65 million common and preferred shares in the combined company and has a 45% voting interest. The new company will operate primarily under the BlackRock name.
     Merrill Lynch is one of the world’s leading wealth management, capital markets and advisory companies with offices in 36 countries and territories and total client assets of approximately $1.5 trillion. As an investment bank, it is a leading global trader and underwriter of securities and derivatives across a broad range of asset classes and serves as a strategic advisor to corporations, governments, institutions and individuals worldwide. Merrill Lynch owns just under half of BlackRock, one of the world’s largest publicly traded investment management companies with approximately $1 trillion in assets under management. For more information on Merrill Lynch, please visit www.ml.com.
# # #

4

GRAPHIC 3 y25597y2559700.gif GRAPHIC begin 644 y25597y2559700.gif M1TE&.#EAIP`E`,00`!`0$"`@(/#P\.#@X-#0T#`P,&!@8%!04*"@H)"0D'!P M<+"PL,#`P("`@$!`0````/___P`````````````````````````````````` M`````````````````````````"'Y!`$``!``+`````"G`"4```7_(#04SP,P M4"H"9:.^<"S/=&W?>*[O?.H\@4/,_H=)KPZ`8!V%^)_4@)%"RCWD10^_^`.$$$`PAF*@0-#$4&*21Z M!V0&#RZ!EI>!"":54`D,"0``?9H'*:!2#3\%F*RM9PB_YBLP:@&@R#_4,I4HN#(C2@/0LH0 M,(G3S)\Y6!SP**-$`:(O!$@!RA2'D5DUV)``T'!&@`!-L])X@(!`OAHUQ;`( MD."0BCOM<`P@0P:IUF(V=VV+H8D2!*]&X&!A$4Q%,R/;8.T1>(;`U"%4C'21 M!^P%8R/%'A-.,0^"TKDOZ@)``NM``P-Y3&2!\;?$O]!&)CL17&*?GL6O'>^I M0TQRC%!N(Q=_O85BTZ63M=SM?=$*@?I?!(3F8W?7( M%%`LE9EP,1R7`/\N>E3"`&O`]`))$.P8T0`+^S4'D(;-_.87?[)1]U##9HW'%<[=C@8Y`]UZ$/&GZ8 M&@Q$,C!B:7NX4P20C0!90@(U"8!;"KL4T(=<=PG0C4]%')6@E7NX\)'22*YY&MTS%%76G)6>Z3_`EBX MPU\S#2AU5)H%!$""`>$IP$\;C<["QG4[.N"I$=/:!:4>Q4ZD`HCU+OMILW6. M6BV#"K!&3FRQA?K"MA9"0`(5!OC'0@-KV04!C-,:(-@G.<&@V)1&)=9"O\?E M>_"27#*[KYVB(A?;=)0Z>F]S!3='`!E](/SQ#YHTA!>\M.7AR\B4 MY[&\S8$1A@O*CNQOR2?;:S#(_L6V:GE$3Q0SJS`OR>V&DX0T`(D9:V+`)'-- M9\!T59DB8FH0!C#`M?2RUA%P/M9"W0`,RMW=4V8Q@%JXSVE*#L=`A)=+,ZMT M>/2?1JPB+@DU["J$@2MT%(1'(\KCYF!QQSE8HPJ/9TW)T;R@+A"1?J:`.!#0 M48<:T$`Z0&2F>H2'%0U[5@5H#"/24
-----END PRIVACY-ENHANCED MESSAGE-----