-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PsQ9JJ+05sZYqMKiHyy1N5i5Feq1LPJjmp+PUDiQWS31zhzrX+1ofeO0obY5P6Yt LshNywQzXe+e0MYJW/83sA== 0000950123-06-001937.txt : 20060217 0000950123-06-001937.hdr.sgml : 20060217 20060217084003 ACCESSION NUMBER: 0000950123-06-001937 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060217 ITEM INFORMATION: Other Events FILED AS OF DATE: 20060217 DATE AS OF CHANGE: 20060217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH & CO INC CENTRAL INDEX KEY: 0000065100 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132740599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07182 FILM NUMBER: 06627246 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124491000 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CTR CITY: NEW YORK STATE: NY ZIP: 10080 8-K 1 y17711e8vk.htm 8-K 8-K
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
     
Date of Report (Date of earliest event reported):
  February 17, 2006
 
Merrill Lynch & Co., Inc.
 
(Exact Name of Registrant as Specified in its Charter)
         
Delaware   1-7182   13-2740599
 
(State or Other
Jurisdiction of
Incorporation)
  (Commission
File Number)
  (I.R.S. Employer
Identification No.)
     
4 World Financial Center, New York, New York   10080
 
(Address of Principal Executive Offices)   (Zip Code)
     
Registrant’s telephone number, including area code:   (212) 449-1000
 
 
 
(Former Name or Former Address, if Changed Since Last Report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 


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Item 8.01 Other Events
SIGNATURE


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Item 8.01 Other Events.
On February 16, 2006, Merrill Lynch entered into agreements in principle to settle 23 class actions related to Merrill Lynch’s research coverage of securities of Internet companies. The settlements are for a total of $164 million, and are subject to further agreements on terms and conditions and court approval. As a result of the settlements, the plaintiffs will drop their appeals in eleven cases in which motions to dismiss were previously granted.
As a result of these settlements and prior actions, only two of 41 class actions related to Merrill Lynch’s research coverage of these securities will remain pending. Merrill Lynch is vigorously defending these two suits, including one in which the parties are awaiting a decision from the United States Supreme Court.
Merrill Lynch will record in its fourth quarter 2005 financial results a $170 million litigation-related expense ($102 million after-tax and $0.11 per diluted share for full year 2005 and $0.10 per diluted share for the fourth quarter of 2005), as it is a subsequent event according to generally accepted accounting principles. This event will also be reflected in the Company’s Annual Report on Form 10-K for the fiscal year ended December 30, 2005.
* * *
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
             
 
           
    MERRILL LYNCH & CO., INC.
   
         
    (Registrant)
   
 
           
 
           
 
  By:   /s/ Judith A. Witterschein    
 
           
 
      Judith A. Witterschein
Corporate Secretary
   
 
           
Date: February 17, 2006

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