0001206774-20-003143.txt : 20201207 0001206774-20-003143.hdr.sgml : 20201207 20201207144738 ACCESSION NUMBER: 0001206774-20-003143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200909 FILED AS OF DATE: 20201207 DATE AS OF CHANGE: 20201207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIGLIOZZI JOSEPH J CENTRAL INDEX KEY: 0001266052 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04324 FILM NUMBER: 201372444 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANDREA ELECTRONICS CORP CENTRAL INDEX KEY: 0000006494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 110482020 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 620 JOHNSON AVENUE SUITE 1-B CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: (631) 719-1800 MAIL ADDRESS: STREET 1: 620 JOHNSON AVENUE SUITE 1-B CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: ANDREA RADIO CORP DATE OF NAME CHANGE: 19911204 4 1 andrea3839141-form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2020-09-09 0 0000006494 ANDREA ELECTRONICS CORP ANDR 0001266052 MIGLIOZZI JOSEPH J C/O ANDREA ELECTRONICS CORPORATION 620 JOHNSON AVE, SUITE 1-B BOHEMIA NY 11716 1 0 0 0 Common Stock 2020-09-09 4 P 0 4612 0.0320 A 1264354 D Common Stock 2020-11-30 4 P 0 150000 0.0270 A 1414354 D Common Stock 2020-12-01 4 P 0 75000 0.0274 A 1489354 D Common Stock 2020-12-02 4 P 0 20000 0.0280 A 1509354 D Common Stock 2020-12-03 4 P 0 20000 0.0270 A 1529354 D Employee Stock Option (right to buy) 0.05 2017-11-16 2026-11-16 Common Stock 225000 225000 D Employee Stock Option (right to buy) 0.07 2014-10-02 2024-10-02 Common Stock 100000 100000 D Employee Stock Option (right to buy) 0.08 2015-10-21 2024-10-21 Common Stock 150000 150000 D Stock Options granted on November 16, 2016 will vest as follows: 33.3% on November 16, 2017, 33.3% on November 16, 2018 and 33.4% November 16, 2019. Stock Options granted on October 21, 2014 will vest as follows: 33.3% on October 21, 2015, 33.3% on October 21, 2016 and 33.4% on October 21, 2017. Stock Options granted on October 2, 2014 will vest as follows: 33.3% on October 2, 2014, 33.3% on October 2, 2015 and 33.4% on October 2, 2016. /s/ Joseph J. Migliozzi 2020-12-07