0001206774-17-002755.txt : 20170913
0001206774-17-002755.hdr.sgml : 20170913
20170913162150
ACCESSION NUMBER: 0001206774-17-002755
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170912
FILED AS OF DATE: 20170913
DATE AS OF CHANGE: 20170913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Andrea Douglas J
CENTRAL INDEX KEY: 0001336287
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04324
FILM NUMBER: 171083373
MAIL ADDRESS:
STREET 1: C/O ANDREA ELECTRONICS CORPORATION
STREET 2: 65 ORVILLE RAOD
CITY: BOHEMIA
STATE: NY
ZIP: 11716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANDREA ELECTRONICS CORP
CENTRAL INDEX KEY: 0000006494
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 110482020
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 620 JOHNSON AVENUE SUITE 1-B
CITY: BOHEMIA
STATE: NY
ZIP: 11716
BUSINESS PHONE: (631) 719-1800
MAIL ADDRESS:
STREET 1: 620 JOHNSON AVENUE SUITE 1-B
CITY: BOHEMIA
STATE: NY
ZIP: 11716
FORMER COMPANY:
FORMER CONFORMED NAME: ANDREA RADIO CORP
DATE OF NAME CHANGE: 19911204
4
1
andrea3297093-form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2017-09-12
0
0000006494
ANDREA ELECTRONICS CORP
ANDR
0001336287
Andrea Douglas J
C/O ANDREA ELECTRONICS CORPORATION
620 JOHNSON AVENUE, SUITE 1-B
BOHEMIA
NY
11716
1
1
0
0
President & CEO
Common Stock
344700
D
Common Stock
3876
I
By Daughter
Common Stock
12438
I
By Spouse
Employee Stock Option (right to buy)
0.05
2017-11-16
2026-11-16
Common Stock
1400000
1400000
D
Stock Option (right to buy)
0.06
2016-08-07
2025-08-07
Common Stock
500000
500000
D
Stock Option (right to buy)
0.04
2009-08-01
2018-08-08
Common Stock
2000000
2000000
D
Stock Option (right to buy)
0.11
2010-08-01
2019-07-24
Common Stock
1000000
1000000
D
Stock Option (right to buy)
0.04
2010-08-01
2018-08-08
Common Stock
1000000
1000000
D
Stock Option (right to buy)
0.13
2011-08-01
2020-08-01
Common Stock
1000000
1000000
D
Stock Option (right to buy)
0.1
2015-09-02
2024-09-02
Common Stock
500000
500000
D
Stock Options granted on November 16, 2016 will vest as follows: 33.3% on November 16, 2017, 33.3% on November 16, 2018 and 33.4% November 16, 2019.
Stock Options granted on August 7, 2015 will vest as follows: 33.3% on August 7, 2016, 33.3% on August 7, 2017 and 33.4% on August 7, 2018.
Stock Options granted on August 8, 2008 vested as follows: 33.3% on August 1, 2009, 33.3% on August 1, 2010 and 33.4% on August 1, 2011.
Stock Options granted on July 24, 2009 vested as follows: 33.3% on August 1, 2010, 33.3% on August 1, 2011 and 33.4% on August 1, 2012.
Stock Options granted on August 8, 2008 vested as follows: 33.3% on August 1, 2010, 33.3% on August 1, 2011 and 33.4% on August 1, 2012.
Stock Options granted on August 1, 2010 vested as follows: 33.3% on August 1, 2011, 33.3% on August 1, 2012 and 33.4% on August 1, 2013.
Stock Options granted on September 2, 2014 vested as follows: 33.3% on September 2, 2015, 33.3% on September 2, 2016 and 33.4% on September 2, 2017.
/s/ Corisa Guiffre, Power of Attorney
2017-09-13