0001206774-17-002755.txt : 20170913 0001206774-17-002755.hdr.sgml : 20170913 20170913162150 ACCESSION NUMBER: 0001206774-17-002755 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170912 FILED AS OF DATE: 20170913 DATE AS OF CHANGE: 20170913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andrea Douglas J CENTRAL INDEX KEY: 0001336287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04324 FILM NUMBER: 171083373 MAIL ADDRESS: STREET 1: C/O ANDREA ELECTRONICS CORPORATION STREET 2: 65 ORVILLE RAOD CITY: BOHEMIA STATE: NY ZIP: 11716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANDREA ELECTRONICS CORP CENTRAL INDEX KEY: 0000006494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 110482020 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 620 JOHNSON AVENUE SUITE 1-B CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: (631) 719-1800 MAIL ADDRESS: STREET 1: 620 JOHNSON AVENUE SUITE 1-B CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: ANDREA RADIO CORP DATE OF NAME CHANGE: 19911204 4 1 andrea3297093-form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2017-09-12 0 0000006494 ANDREA ELECTRONICS CORP ANDR 0001336287 Andrea Douglas J C/O ANDREA ELECTRONICS CORPORATION 620 JOHNSON AVENUE, SUITE 1-B BOHEMIA NY 11716 1 1 0 0 President & CEO Common Stock 344700 D Common Stock 3876 I By Daughter Common Stock 12438 I By Spouse Employee Stock Option (right to buy) 0.05 2017-11-16 2026-11-16 Common Stock 1400000 1400000 D Stock Option (right to buy) 0.06 2016-08-07 2025-08-07 Common Stock 500000 500000 D Stock Option (right to buy) 0.04 2009-08-01 2018-08-08 Common Stock 2000000 2000000 D Stock Option (right to buy) 0.11 2010-08-01 2019-07-24 Common Stock 1000000 1000000 D Stock Option (right to buy) 0.04 2010-08-01 2018-08-08 Common Stock 1000000 1000000 D Stock Option (right to buy) 0.13 2011-08-01 2020-08-01 Common Stock 1000000 1000000 D Stock Option (right to buy) 0.1 2015-09-02 2024-09-02 Common Stock 500000 500000 D Stock Options granted on November 16, 2016 will vest as follows: 33.3% on November 16, 2017, 33.3% on November 16, 2018 and 33.4% November 16, 2019. Stock Options granted on August 7, 2015 will vest as follows: 33.3% on August 7, 2016, 33.3% on August 7, 2017 and 33.4% on August 7, 2018. Stock Options granted on August 8, 2008 vested as follows: 33.3% on August 1, 2009, 33.3% on August 1, 2010 and 33.4% on August 1, 2011. Stock Options granted on July 24, 2009 vested as follows: 33.3% on August 1, 2010, 33.3% on August 1, 2011 and 33.4% on August 1, 2012. Stock Options granted on August 8, 2008 vested as follows: 33.3% on August 1, 2010, 33.3% on August 1, 2011 and 33.4% on August 1, 2012. Stock Options granted on August 1, 2010 vested as follows: 33.3% on August 1, 2011, 33.3% on August 1, 2012 and 33.4% on August 1, 2013. Stock Options granted on September 2, 2014 vested as follows: 33.3% on September 2, 2015, 33.3% on September 2, 2016 and 33.4% on September 2, 2017. /s/ Corisa Guiffre, Power of Attorney 2017-09-13