0001206774-16-007579.txt : 20161118 0001206774-16-007579.hdr.sgml : 20161118 20161118160027 ACCESSION NUMBER: 0001206774-16-007579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161116 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANDREA ELECTRONICS CORP CENTRAL INDEX KEY: 0000006494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 110482020 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 620 JOHNSON AVENUE SUITE 1-B CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: (631) 719-1800 MAIL ADDRESS: STREET 1: 620 JOHNSON AVENUE SUITE 1-B CITY: BOHEMIA STATE: NY ZIP: 11716 FORMER COMPANY: FORMER CONFORMED NAME: ANDREA RADIO CORP DATE OF NAME CHANGE: 19911204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andrea Douglas J CENTRAL INDEX KEY: 0001336287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04324 FILM NUMBER: 162007799 MAIL ADDRESS: STREET 1: C/O ANDREA ELECTRONICS CORPORATION STREET 2: 65 ORVILLE RAOD CITY: BOHEMIA STATE: NY ZIP: 11716 4 1 andrea3033896-form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2016-11-16 0 0000006494 ANDREA ELECTRONICS CORP ANDR 0001336287 Andrea Douglas J C/O ANDREA ELECTRONICS CORPORATION 620 JOHNSON AVE, SUITE 1-B BOHEMIA NY 11716 1 1 1 0 President & CEO Employee Stock Option (right to buy) 0.05 2016-11-16 4 A 0 1400000 0.00 A 2017-11-16 2026-11-16 Common Stock 1400000 1400000 D Stock options granted on November 16, 2016 will vest as follows: 33.3% on November 16, 2017, 33.3% on November 16, 2018 and 33.4% November 16, 2019. /s/ Douglas J. Andrea 2016-11-18