-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UEjfEDUBu/O+2UesohJgovXx7/EL3Vlt57KqTJT0BVfDzoyCSRtdG1GhjcOcvOzT WXfhfhhHGxAJCC4GQvAqTw== 0001129787-03-000140.txt : 20031104 0001129787-03-000140.hdr.sgml : 20031104 20031104165502 ACCESSION NUMBER: 0001129787-03-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031031 FILED AS OF DATE: 20031104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MENTOR CORP /MN/ CENTRAL INDEX KEY: 0000064892 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 410950791 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 201 MENTOR DR CITY: SANTA BARBARA STATE: CA ZIP: 93111 BUSINESS PHONE: 8058796000 MAIL ADDRESS: STREET 1: 201 MENTOR DR CITY: SANTA BARBARA STATE: CA ZIP: 93111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VA PARTNERS LLC CENTRAL INDEX KEY: 0001129787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31744 FILM NUMBER: 03976927 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153623700 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: STE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-31 0 0000064892 MENTOR CORP /MN/ MNT 0001129787 VA PARTNERS LLC ONE MARITIME PLAZA STE 1400 SAN FRANCISCO CA 94111 1 0 1 0 Common Stock 2003-10-31 4 P 0 1300 20.1 A 6599818 I see footnote Common Stock 2003-10-31 4 P 0 50000 20.37 A 6649818 I see footnote Common Stock 2003-10-31 4 P 0 50000 20.4 A 6699818 I see footnote Common Stock 2003-10-31 4 P 0 25000 20.37 A 6724818 I see footnote Common Stock 2003-10-31 4 P 0 25000 20.42 A 6749818 I see footnote Common Stock 2003-10-31 4 P 0 50000 20.3 A 6799818 I see footnote Common Stock 2003-10-31 4 P 0 50000 20.26 A 6849818 I see footnote As General Partner and Investment Manager of ValueAct Capital Partners, L.P., ValueAct Capital Partners II, L.P., and ValueAct Capital International, Ltd. These securities are also beneficially owned by Jeffrey W. Ubben, George F. Hamel, Jr., and Peter H. Kamin as Managing Members, Principal Owners and Controlling Persons of VA Partners, LLC. In addition, Mr. Ubben is a director of the issuer. Joint Filer Information Name: ValueAct Capital Partners, L.P. Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: VA Partners, L.L.C. Issuer and Ticker Symbol: Mentor Corporation (MNT) Date of Event Requiring Statement: October 31, 2003 Name: ValueAct Capital Partners II, L.P. Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: VA Partners, L.L.C. Issuer and Ticker Symbol: Mentor Corporation (MNT) Date of Event Requiring Statement: October 31, 2003 Name: ValueAct Capital International, Ltd. Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: VA Partners, L.L.C. Issuer and Ticker Symbol: Mentor Corporation (MNT) Date of Event Requiring Statement: October 31, 2003 Name: Jeffrey W. Ubben Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: VA Partners, L.L.C. Issuer and Ticker Symbol: Mentor Corporation (MNT) Date of Event Requiring Statement: October 31, 2003 Name: George F. Hamel, Jr. Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: VA Partners, L.L.C. Issuer and Ticker Symbol: Mentor Corporation (MNT) Date of Event Requiring Statement: October 31, 2003 Name: Peter H. Kamin Address: One Maritime Plaza, Suite 1400, San Francisco, CA 94111 Designated Filer: VA Partners, L.L.C. Issuer and Ticker Symbol: Mentor Corporation (MNT) Date of Event Requiring Statement: October 31, 2003 VALUEACT CAPITAL PARTNERS, L.P., BY VA PARTNERS, L.L.C., ITS GENERAL PARTNER By: /s/ George F. Hamel, Jr. Managing Member 2003-11-04 VALUEACT CAPITAL PARTNERS II, L.P., BY VA PARTNERS, L.L.C., ITS GENERAL PARTNER By: /s/ George F. Hamel, Jr. Managing Member 2003-11-04 VALUEACT CAPITAL INTERNATIONAL, LTD., BY VA PARTNERS, L.L.C., ITS INVESTMENT MANAGER By: /s/ George F. Hamel, Jr. Managing Member 2003-11-04 VA PARTNERS, L.L.C. By: /s/ George F. Hamel, Jr. Managing Member 2003-11-04 By: /s/ Jeffrey W. Ubben 2003-11-04 By: /s/ George F. Hamel, Jr. 2003-11-04 By: /s/ Peter H. Kamin 2003-11-04 -----END PRIVACY-ENHANCED MESSAGE-----