0001753926-22-000547.txt : 20220418 0001753926-22-000547.hdr.sgml : 20220418 20220418195057 ACCESSION NUMBER: 0001753926-22-000547 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220325 FILED AS OF DATE: 20220418 DATE AS OF CHANGE: 20220418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOPOREK MICHAEL CENTRAL INDEX KEY: 0001243628 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40261 FILM NUMBER: 22833156 MAIL ADDRESS: STREET 1: C/O MECHANICAL TECHNOLOGY, INCORPORATED STREET 2: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Soluna Holdings, Inc CENTRAL INDEX KEY: 0000064463 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 141462255 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 518-218-2500 MAIL ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 FORMER COMPANY: FORMER CONFORMED NAME: MECHANICAL TECHNOLOGY INC DATE OF NAME CHANGE: 19920703 4/A 1 ownership.xml X0306 4/A 2022-03-25 2022-03-29 0 0000064463 Soluna Holdings, Inc SLNH 0001243628 TOPOREK MICHAEL 325 WASHINGTON AVENUE EXTENSION ALBANY NY 12205 1 1 1 0 Chief Executive Officer Common Stock, $0.01 par value 2022-03-25 4 D 0 3023 11.3 D 4477 D Common Stock, $0.01 par value 3750000 I See Footnote Represents shares of common stock withheld by the Issuer to satisfy Mr. Toporek's tax obligations upon the vesting of 7,500 restricted stock units previously granted to Mr. Toporek. This corrects Mr. Toporek's Form 4 filed on March 29, 2022, as amended on March 30, 2022, which inadvertently reported the incorrect number of shares of common stock withheld to satisfy his tax obligations. The original Form 4 also mistakenly did not indicate Mr. Toporek as a director of the Issuer in addition to being an officer and 10% holder. Represents shares of common stock held by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV"). As the Manager of Brookstone XXIV, Brookstone Partners I.A.C. may be deemed to beneficially own the shares of common stock owned directly by Brookstone XXIV. Mr. Toporek is a Managing General Partner of Brookstone Partners I.A.C. and shares voting and dispositive power over the shares of common stock owned by Brookstone XXIV and therefore may be deemed to beneficially own these shares. Mr. Toporek disclaims such beneficial ownership except to the extent of his pecuniary interest therein. /s/ Christopher Gandolfo, Attorney in Fact 2022-04-18