0001753926-22-000108.txt : 20220126
0001753926-22-000108.hdr.sgml : 20220126
20220126175334
ACCESSION NUMBER: 0001753926-22-000108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220126
FILED AS OF DATE: 20220126
DATE AS OF CHANGE: 20220126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lipman Matthew E.
CENTRAL INDEX KEY: 0001687758
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40261
FILM NUMBER: 22559055
MAIL ADDRESS:
STREET 1: C/O MECHANICAL TECHNOLOGY, INCORPORATED
STREET 2: 325 WASHINGTON AVENUE EXTENSION
CITY: ALBANY
STATE: NY
ZIP: 12205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Soluna Holdings, Inc
CENTRAL INDEX KEY: 0000064463
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 141462255
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 325 WASHINGTON AVENUE EXTENSION
CITY: ALBANY
STATE: NY
ZIP: 12205
BUSINESS PHONE: 518-218-2500
MAIL ADDRESS:
STREET 1: 325 WASHINGTON AVENUE EXTENSION
CITY: ALBANY
STATE: NY
ZIP: 12205
FORMER COMPANY:
FORMER CONFORMED NAME: MECHANICAL TECHNOLOGY INC
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0306
4
2022-01-26
0
0000064463
Soluna Holdings, Inc
SLNH
0001687758
Lipman Matthew E.
C/O SOLUNA HOLDINGS, INC.
325 WASHINGTON AVENUE EXTENSION
ALBANY
NY
12205
1
0
1
0
Common Stock
2022-01-26
4
A
0
20500
0
A
48600
D
Common Stock
3750000
I
See Footnote
Transaction reported is a grant of 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the executive committee of the issuer's board of directors. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 26, 2023, 33% vests 24 months from the date of the grant, or January 26, 2024, and 30% vests 36 months from the date of the grant, or January 26, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.
These shares of Common Stock are held by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV"). As the Manager of Brookstone XXIV, Brookstone Partners I.A.C. may be deemed to beneficially own the shares of Common Stock owned directly by Brookstone XXIV. Mr. Lipman is the Secretary of Brookstone Partners I.A.C. and shares voting and dispositive power over the shares of Common Stock owned by Brookstone XXIV and therefore may be deemed to beneficially own these shares. Mr. Lipman disclaims such beneficial ownership except to the extent of his pecuniary interest therein.
/s/ Christopher Gandolfo, Attorney in Fact
2022-01-26