0001753926-22-000108.txt : 20220126 0001753926-22-000108.hdr.sgml : 20220126 20220126175334 ACCESSION NUMBER: 0001753926-22-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220126 FILED AS OF DATE: 20220126 DATE AS OF CHANGE: 20220126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lipman Matthew E. CENTRAL INDEX KEY: 0001687758 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40261 FILM NUMBER: 22559055 MAIL ADDRESS: STREET 1: C/O MECHANICAL TECHNOLOGY, INCORPORATED STREET 2: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Soluna Holdings, Inc CENTRAL INDEX KEY: 0000064463 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 141462255 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 518-218-2500 MAIL ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 FORMER COMPANY: FORMER CONFORMED NAME: MECHANICAL TECHNOLOGY INC DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2022-01-26 0 0000064463 Soluna Holdings, Inc SLNH 0001687758 Lipman Matthew E. C/O SOLUNA HOLDINGS, INC. 325 WASHINGTON AVENUE EXTENSION ALBANY NY 12205 1 0 1 0 Common Stock 2022-01-26 4 A 0 20500 0 A 48600 D Common Stock 3750000 I See Footnote Transaction reported is a grant of 20,500 restricted stock units representing shares (the "2022 Grant") of common stock, par value $0.001 per share, of the issuer (the "Common Stock") received as compensation for the reporting person's service as a member of the executive committee of the issuer's board of directors. The shares of Common Stock subject to the 2022 Grant vest as follows: 37% vests 12 months from the date of the grant, or January 26, 2023, 33% vests 24 months from the date of the grant, or January 26, 2024, and 30% vests 36 months from the date of the grant, or January 26, 2025, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date. These shares of Common Stock are held by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV"). As the Manager of Brookstone XXIV, Brookstone Partners I.A.C. may be deemed to beneficially own the shares of Common Stock owned directly by Brookstone XXIV. Mr. Lipman is the Secretary of Brookstone Partners I.A.C. and shares voting and dispositive power over the shares of Common Stock owned by Brookstone XXIV and therefore may be deemed to beneficially own these shares. Mr. Lipman disclaims such beneficial ownership except to the extent of his pecuniary interest therein. /s/ Christopher Gandolfo, Attorney in Fact 2022-01-26