0001493152-23-019629.txt : 20230531 0001493152-23-019629.hdr.sgml : 20230531 20230531152410 ACCESSION NUMBER: 0001493152-23-019629 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230530 FILED AS OF DATE: 20230531 DATE AS OF CHANGE: 20230531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Jessica L. CENTRAL INDEX KEY: 0001833489 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40261 FILM NUMBER: 23980664 MAIL ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Soluna Holdings, Inc CENTRAL INDEX KEY: 0000064463 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 141462255 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 518-218-2500 MAIL ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 FORMER COMPANY: FORMER CONFORMED NAME: MECHANICAL TECHNOLOGY INC DATE OF NAME CHANGE: 19920703 4/A 1 ownership.xml X0407 4/A 2023-05-30 2021-11-29 0 0000064463 Soluna Holdings, Inc SLNH 0001833489 Thomas Jessica L. C/O SOLUNA HOLDINGS, INC. 325 WASHINGTON AVENUE EXTENSION ALBANY NY 12205 0 1 0 0 Chief Accounting Officer 0 Common Stock 2023-05-30 4 A 0 16150 0 A 73031 D Transaction reported is a grant of 16,150 restricted stock units representing shares of common stock, par value $0.001 per share, of the issuer (the "Common Stock") in which were approved by the Compensation Committee to accelerate the vesting date effectively to May 30, 2023. This updates Ms. Thomas's Form 4 filed on November 29, 2021, in which the original vesting date for 25,000 restricted stock units were to begin on November 23, 2022 at 25% and monthly thereafter for the next 36 months. As of May 30, 2023, 8,850 of the original 25,000 restricted stock units had already vested. The remaining 16,150 restricted stock units were to be immediately vested effective May 30, 2023. /s/ Christopher Gandolfo, Attorney in Fact 2023-05-31