0001493152-23-008747.txt : 20230323 0001493152-23-008747.hdr.sgml : 20230323 20230323210500 ACCESSION NUMBER: 0001493152-23-008747 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230321 FILED AS OF DATE: 20230323 DATE AS OF CHANGE: 20230323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patman Philip F Jr CENTRAL INDEX KEY: 0001704522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40261 FILM NUMBER: 23757523 MAIL ADDRESS: STREET 1: 9800 RICHMOND AVE STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Soluna Holdings, Inc CENTRAL INDEX KEY: 0000064463 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 141462255 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 518-218-2500 MAIL ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 FORMER COMPANY: FORMER CONFORMED NAME: MECHANICAL TECHNOLOGY INC DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0407 4 2023-03-21 0 0000064463 Soluna Holdings, Inc SLNH 0001704522 Patman Philip F Jr C/O SOLUNA HOLDINGS, INC. 325 WASHINGTON AVENUE EXTENSION ALBANY NY 12205 0 1 0 0 Chief Financial Officer 0 Common Stock 2023-03-21 4 A 0 100000 0 A 138820 D Transaction reported is a grant of 100,000 restricted stock units representing shares of common stock, par value $0.001 per share, of the issuer (the "Common Stock") in which were approved by the Compensation Committee. The shares of Common Stock will vest on May 18, 2023, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date. /s/ Christopher Gandolfo, Attorney-in-Fact 2023-03-23