0001311899-21-000005.txt : 20210517 0001311899-21-000005.hdr.sgml : 20210517 20210517195928 ACCESSION NUMBER: 0001311899-21-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210513 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phelan William P CENTRAL INDEX KEY: 0001311899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40261 FILM NUMBER: 21933292 MAIL ADDRESS: STREET 1: C/O MECHANICAL TECHNOLOGY INC STREET 2: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MECHANICAL TECHNOLOGY INC CENTRAL INDEX KEY: 0000064463 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 141462255 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 518-218-2500 MAIL ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-05-13 0 0000064463 MECHANICAL TECHNOLOGY INC MKTY 0001311899 Phelan William P C/O MECHANICAL TECHNOLOGY INC 325 WASHINGTON AVENUE EXTENSION ALBANY NY 12205 1 0 0 0 Stock Options (Right to Buy) 7.52 2021-05-13 4 A 0 26600 0 A 2021-11-13 2026-05-13 Common Stock 26600 32850 D The stock options were received as compensation for the reporting person's services as a member of the board of directors of the issuer. /s/ Jessica L. Olszowy, attorney-in-fact 2021-05-17