0001243628-21-000003.txt : 20210517 0001243628-21-000003.hdr.sgml : 20210517 20210517200503 ACCESSION NUMBER: 0001243628-21-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210513 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOPOREK MICHAEL CENTRAL INDEX KEY: 0001243628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40261 FILM NUMBER: 21933316 MAIL ADDRESS: STREET 1: C/O MECHANICAL TECHNOLOGY, INCORPORATED STREET 2: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MECHANICAL TECHNOLOGY INC CENTRAL INDEX KEY: 0000064463 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 141462255 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 BUSINESS PHONE: 518-218-2500 MAIL ADDRESS: STREET 1: 325 WASHINGTON AVENUE EXTENSION CITY: ALBANY STATE: NY ZIP: 12205 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-05-13 0 0000064463 MECHANICAL TECHNOLOGY INC MKTY 0001243628 TOPOREK MICHAEL C/O MECHANICAL TECHNOLOGY, INCORPORATED 325 WASHINGTON AVENUE EXTENSION ALBANY NY 12205 1 1 1 0 Chief Executive Officer Stock Options (Right to Buy) 6.84 2021-05-13 4 A 0 500000 0 A 2022-05-13 2027-05-13 Common Stock 500000 507500 D The stock options were received as compensation for the reporting person's services as an officer of the issuer. The stock options are schedule to vest in equal installments on the first, second and third anniversaries of May 13, 2021, so long as the reporting person remains in the service of the issuer on each such anniversary. The stock options expire five years after each applicable vesting date. /s/ Jessica L. Olszowy, attorney-in-fact 2021-05-17