X0306
4
2019-08-27
0
0000064040
S&P Global Inc.
SPGI
0001639790
Geduldig Courtney
55 WATER STREET
NEW YORK
NY
10041
0
1
0
0
EVP, Public Affairs
Common Stock
2019-08-27
4
M
0
437
77.81
A
8354
D
Common Stock
2019-08-27
4
F
0
272
256.76
D
8082
D
Common Stock
2019-08-27
4
S
0
71
256.38
D
8011
D
Common Stock
2019-08-27
4
S
0
11
257.76
D
8000
D
Common Stock
1653
I
By Spouse
Options (Right to Buy)
77.81
2019-08-27
4
M
0
437
0
D
2015-04-01
2024-03-31
Common Stock
437.0
0
D
Restricted Stock Units
0.0
2017-12-31
2019-12-31
Common Stock
336.0
336
D
Restricted Stock Units
0.0
2019-12-31
2019-12-31
Common Stock
276.0
276
I
By Spouse
Restricted Stock Units
0.0
Common Stock
705.0
705
D
Restricted Stock Units
0.0
2020-12-31
2020-12-31
Common Stock
377.0
377
I
By Spouse
Restricted Stock Units
0.0
Common Stock
493.0
493
I
By Spouse
Restricted Stock Units
0.0
Common Stock
512.0
512
D
Restricted Stock Units
0.0
2020-12-01
2020-12-01
Common Stock
242.0
242
I
By Spouse
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.34 to $256.76, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018.
As previously reported, the reporting person was granted 1,283 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
The reporting person's spouse was granted 812 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
The reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
The reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
The reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
The reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and will vest 33% on 12/01/2019 and 34% on 12/01/2020.
/s/ Alma Montanez, Attorney-in-Fact
2019-08-29