0000064040-19-000148.txt : 20190517
0000064040-19-000148.hdr.sgml : 20190517
20190517121837
ACCESSION NUMBER: 0000064040-19-000148
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190515
FILED AS OF DATE: 20190517
DATE AS OF CHANGE: 20190517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peterson Douglas L.
CENTRAL INDEX KEY: 0001581262
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01023
FILM NUMBER: 19834837
MAIL ADDRESS:
STREET 1: MCGRAW HILL FINANCIAL
STREET 2: 1221 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: S&P Global Inc.
CENTRAL INDEX KEY: 0000064040
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
IRS NUMBER: 131026995
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10041
BUSINESS PHONE: 212-438-1000
MAIL ADDRESS:
STREET 1: 55 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10041
FORMER COMPANY:
FORMER CONFORMED NAME: MCGRAW HILL FINANCIAL INC
DATE OF NAME CHANGE: 20130502
FORMER COMPANY:
FORMER CONFORMED NAME: MCGRAW-HILL COMPANIES INC
DATE OF NAME CHANGE: 19950502
FORMER COMPANY:
FORMER CONFORMED NAME: MCGRAW HILL INC
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_155810990303148.xml
FORM 4
X0306
4
2019-05-15
0
0000064040
S&P Global Inc.
SPGI
0001581262
Peterson Douglas L.
55 WATER STREET
NEW YORK
NY
10041
1
1
0
0
CEO & President
Common Stock
2019-05-15
4
S
0
1700
210.41
D
173431
D
Common Stock
2019-05-15
4
S
0
4300
211.25
D
169131
D
Restricted Stock Units
0.0
2017-12-31
2019-12-31
Common Stock
4732.0
4732
D
Restricted Stock Units
0.0
Common Stock
7345.0
7345
D
Restricted Stock Units
0.0
2021-04-02
2021-04-02
Common Stock
10716.0
10716
D
Restricted Stock Units
0.0
Common Stock
11273.0
11273
D
Options (Right to Buy)
77.81
2015-04-01
2024-03-31
Common Stock
51304.0
51304
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.85 to $210.80, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.89 to $211.79, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
As previously reported, the reporting person was granted 13,916 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
As previously reported, the reporting person was granted 10,936 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and the 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
/s/ Alma Montanez, Attorney-in-Fact
2019-05-17