4/A 1 bakerform4march01ahtml.htm FORM 4 AMENDMENT <SUBMISSION>

 

[ ]Check this box if no longer

subject to Section 16. Form 4 or

Form 5 obligations may continue.

See Instruction 1(b)

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 4 AMENDMENT

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,

Section 17(a) of the Public Utility Holding Company Act of 1935 or

Section 30(f) of the Investment Company Act of 1940

 

Name and Address of Reporting Person

 

Baker, Francis E.

(Last) (First) (Middle)

2.

Issuer Name and Ticker or Trading Symbol

Andersen Group, Inc.

ANDR

 

6. Relationship of Reporting Person(s) to Issuer

(Check all that apply)

_X___ Director ______10% Owner

_____Officer (give title below) _____Other (specify below)

 

 

8356 Sego Lane

 

(Street)

3.

I.R.S. Identification Number of Reporting Person, if an entity (voluntary)

 

 

4. Statement for Month/Year

March/2001

5. If Amendment, Date Original (Month/Year)

March/2001
  1. Individual or Joint/Group Filing (check Applicable Line)

__X___Form filed by One Reporting Person

_____Form filed by More than One Reporting Person

 

Vero Beach, FL 32963

 

(City) (State) (Zip)

    

 

 

 

 

 

 

 

 

 

 

     

 

 

Table I Non-Derivative Securities

  

  1. Title of Security

    (Instr. 3)

     

     

     

     

    Andersen Group, Inc.

     

     

    Andersen Group, Inc.

    Andersen Group, Inc.

     

    Andersen Group, Inc.

    Andersen Group, Inc.

  • Transaction Date

    (mm/dd/yy)

     

     

     

     

    03/06/01

     

     

     

    03/06/01

     

    03/06/01

     

     

    03/06/01

     

    03/06/01

  • Transaction Code (Instr. 8)

     

  • Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 5)

     

    5.

    Amount of Securities Beneficially Owned at End of Issuer's month (Instr. 3 and 4)

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    104,401

    6.

    Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    D

    7.

    Nature of Indirect Beneficial Ownership (Instr. 4)

     

     

     

     

     

     

     

     

     

     

     

     

     

     

    D

     

     

     

    D

     

    D

     

     

    D

     

    D

    V

    Amount

    100

     

     

    200

     

    100

     

     

     

    1,900

     

    2,900

    (A) or (D)

    D

     

     

    D

     

    D

     

     

     

    D

     

    D

    Price

    7.75

     

     

    6.875

     

    7.25

     

     

     

    6.875

     

    7.00
     

    Table II - Derivative Securities Acquired Disposed of, or Beneficially Owned

    (e.g.), puts, calls, warrants, options, convertible securities)

    1. Title of Derivative Security (Instr. 3)

    2. Conversion of Exercise Price of Derivative Security

    3. Transaction Date (Month/Day/Year)

    4. Transaction Code (Instr. 8)

    5.

    Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)

    6.

    Date Exercisable and Expiration Date (Month/Day/Year)

     

    7.

    Title and amount of Underlying Securities (Instr. 3 and 4)

     

     

     

     

     

     

     

     

     

     

     

    8.

    Price of Derivative Security (Instr. 4)

    9.

    Number of Derivative Securities Beneficially Owned at End of Year (Instru. 4)

     

     

     

     

     

     

     

     

    10.

    Ownership of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)

    11.

    Nature of Indirect Beneficial Ownership (Instr. 4)

    Explanation of Responses: Previously filed Form 4 for March 2001 erroneously omitted 600 shares of stock sold during that month.

    /s/ /Francis E. Baker November 6, 2001

    **Signature of Reporting Person Date