0000063296-16-000181.txt : 20161118 0000063296-16-000181.hdr.sgml : 20161118 20161118144943 ACCESSION NUMBER: 0000063296-16-000181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161116 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTHEWS INTERNATIONAL CORP CENTRAL INDEX KEY: 0000063296 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 250644320 STATE OF INCORPORATION: PA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: TWO NORTHSHORE CENTER CITY: PITTSBURGH STATE: PA ZIP: 15212-5851 BUSINESS PHONE: 4124428200 MAIL ADDRESS: STREET 1: TWO NORTHSHORE CENTER CITY: PITTSBURGH STATE: PA ZIP: 15212-5851 FORMER COMPANY: FORMER CONFORMED NAME: MATTHEWS JAMES H & CO DATE OF NAME CHANGE: 19780823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gackenbach Steven D CENTRAL INDEX KEY: 0001534081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09115 FILM NUMBER: 162007518 MAIL ADDRESS: STREET 1: TWO NORTHSHORE CENTER CITY: PITTSBURGH STATE: PA ZIP: 15212 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-11-16 0 0000063296 MATTHEWS INTERNATIONAL CORP MATW 0001534081 Gackenbach Steven D TWO NORTHSHORE CENTER PITTSBURGH PA 15212 0 1 0 0 Group President, Memoralizatio Class A Common Stock 2016-11-16 4 A 0 11100 0 A 55207 D Class A Common Stock 2016-11-17 4 F 0 889 67.4 D 55207 D Award of restricted stock under the Company's 2012 Equity Incentive Plan, subject to the agreement entered into under the Plan. In General, 50% of the shares vest on November 16, 2019, subject to continuing employment at that time; 25% of the shares vest in increments of one-third upon the stock price of the Company reaching 105%, 115% and 125% of the price of the Company's common stock on the date of the award for ten consecutive trading days, respectively; and 25% of the shares vest in increments of one-third upon the adjusted earnings per share of the company reaching $3.65, $3.94 and $4.26; and in any event no earlier than one year from the date of the grant, subject to continuing employment at that time. Shares that do not achieve the stock price thresholds on or before November 16, 2021 will be forfeited. Shares that do not achieve the adjusted earnings per share thresholds on or before November 16, 2019 will be forfeited. Sale of shares to the registrant to cover tax withholdings on the vesting of restricted shares. Steven D Gackenbach 2016-11-18