0001523711-24-000105.txt : 20240806 0001523711-24-000105.hdr.sgml : 20240806 20240806164629 ACCESSION NUMBER: 0001523711-24-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240802 FILED AS OF DATE: 20240806 DATE AS OF CHANGE: 20240806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOTZKE STEVE CENTRAL INDEX KEY: 0001666142 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 241180101 MAIL ADDRESS: STREET 1: 333 CONTINENTAL BOULEVARD STREET 2: TWR 15-1 CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 wk-form4_1722977182.xml FORM 4 X0508 4 2024-08-02 0 0000063276 MATTEL INC /DE/ MAT 0001666142 TOTZKE STEVE 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 President, Chief Comm Officer 0 Common Stock 2024-08-02 4 M 0 7760 A 109662 D Common Stock 2024-08-02 4 F 0 3933 18.92 D 105729 D Common Stock 19099 I In 401(k) Restricted Stock Units 2024-08-02 4 M 0 7760 0 D Common Stock 7760 0 D As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 22,821 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2024, the final 34% of these RSUs vested, resulting in the issuance of 7,760 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the August 2, 2021 RSU grant, 3,933 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. As of August 5, 2024, the Reporting Person had a balance of $349,907.83 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the third-party administrator for the PIP. /s/ Tiffani Magri, Attorney-in-Fact for Steve Totzke 2024-08-06