0001523711-23-000099.txt : 20230804 0001523711-23-000099.hdr.sgml : 20230804 20230804190441 ACCESSION NUMBER: 0001523711-23-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230802 FILED AS OF DATE: 20230804 DATE AS OF CHANGE: 20230804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hugh Yoon J. CENTRAL INDEX KEY: 0001474865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 231145307 MAIL ADDRESS: STREET 1: C/O MATTEL, INC. STREET 2: 333 CONTINENTAL BOULEVARD CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 wf-form4_169119026784213.xml FORM 4 X0508 4 2023-08-02 0 0000063276 MATTEL INC /DE/ MAT 0001474865 Hugh Yoon J. 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 SVP & Corporate Controller 0 Common Stock 2023-08-02 4 M 0 2824 A 26692 D Common Stock 2023-08-02 4 F 0 977 21.25 D 25715 D Common Stock 2023-08-03 4 S 0 9791 21.25 D 15924 D Restricted Stock Units 2023-08-02 4 M 0 2824 0 D Common Stock 2824.0 2910 D As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 8,558 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 2,824 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the August 2, 2021 RSU grant, 977 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. /s/ Tiffani Magri, Attorney-in-Fact for Yoon J. Hugh 2023-08-04