0001523711-23-000087.txt : 20230802
0001523711-23-000087.hdr.sgml : 20230802
20230802172028
ACCESSION NUMBER: 0001523711-23-000087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230731
FILED AS OF DATE: 20230802
DATE AS OF CHANGE: 20230802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hugh Yoon J.
CENTRAL INDEX KEY: 0001474865
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 231137062
MAIL ADDRESS:
STREET 1: C/O MATTEL, INC.
STREET 2: 333 CONTINENTAL BOULEVARD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
4
1
wf-form4_169101121608964.xml
FORM 4
X0508
4
2023-07-31
0
0000063276
MATTEL INC /DE/
MAT
0001474865
Hugh Yoon J.
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
0
1
0
0
SVP & Corporate Controller
0
Common Stock
2023-07-31
4
M
0
5165
A
41751
D
Common Stock
2023-07-31
4
F
0
1787
21.30
D
39964
D
Common Stock
2023-07-31
4
M
0
16556
12.19
A
56520
D
Common Stock
2023-07-31
4
S
0
16556
21.363
D
39964
D
Common Stock
2023-07-31
4
M
0
9785
13.59
A
49749
D
Common Stock
2023-07-31
4
S
0
9785
21.464
D
39964
D
Common Stock
2023-07-31
4
M
0
12336
11.11
A
52300
D
Common Stock
2023-07-31
4
S
0
12336
21.392
D
39964
D
Common Stock
2023-08-01
4
S
0
16096
21.199
D
23868
D
Restricted Stock Units
2023-07-31
4
M
0
5165
0
D
Common Stock
5165.0
0
D
Employee Stock Option - Right to Buy
12.19
2023-07-31
4
M
0
16556
0
D
2020-04-30
2029-04-30
Common Stock
16556.0
0
D
Employee Stock Option - Right to Buy
13.59
2023-07-31
4
M
0
9785
0
D
2020-08-01
2029-08-01
Common Stock
9785.0
0
D
Employee Stock Option - Right to Buy
11.11
2023-07-31
4
M
0
12336
0
D
2021-07-31
2030-07-31
Common Stock
12336.0
0
D
As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 15,189 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 5,165 shares of Mattel, Inc. Common Stock.
Pursuant to the terms of the July 31, 2020 RSU grant, 1,787 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
This transaction was executed in multiple trades at prices ranging from $21.360 to $21.400. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $21.460 to $21.465. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $21.390 to $21.400. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $21.195 to $21.205. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
/s/ Tiffani Magri, Attorney-in-Fact for Yoon J. Hugh
2023-08-02