0001523711-23-000087.txt : 20230802 0001523711-23-000087.hdr.sgml : 20230802 20230802172028 ACCESSION NUMBER: 0001523711-23-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230731 FILED AS OF DATE: 20230802 DATE AS OF CHANGE: 20230802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hugh Yoon J. CENTRAL INDEX KEY: 0001474865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 231137062 MAIL ADDRESS: STREET 1: C/O MATTEL, INC. STREET 2: 333 CONTINENTAL BOULEVARD CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 wf-form4_169101121608964.xml FORM 4 X0508 4 2023-07-31 0 0000063276 MATTEL INC /DE/ MAT 0001474865 Hugh Yoon J. 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 SVP & Corporate Controller 0 Common Stock 2023-07-31 4 M 0 5165 A 41751 D Common Stock 2023-07-31 4 F 0 1787 21.30 D 39964 D Common Stock 2023-07-31 4 M 0 16556 12.19 A 56520 D Common Stock 2023-07-31 4 S 0 16556 21.363 D 39964 D Common Stock 2023-07-31 4 M 0 9785 13.59 A 49749 D Common Stock 2023-07-31 4 S 0 9785 21.464 D 39964 D Common Stock 2023-07-31 4 M 0 12336 11.11 A 52300 D Common Stock 2023-07-31 4 S 0 12336 21.392 D 39964 D Common Stock 2023-08-01 4 S 0 16096 21.199 D 23868 D Restricted Stock Units 2023-07-31 4 M 0 5165 0 D Common Stock 5165.0 0 D Employee Stock Option - Right to Buy 12.19 2023-07-31 4 M 0 16556 0 D 2020-04-30 2029-04-30 Common Stock 16556.0 0 D Employee Stock Option - Right to Buy 13.59 2023-07-31 4 M 0 9785 0 D 2020-08-01 2029-08-01 Common Stock 9785.0 0 D Employee Stock Option - Right to Buy 11.11 2023-07-31 4 M 0 12336 0 D 2021-07-31 2030-07-31 Common Stock 12336.0 0 D As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 15,189 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 5,165 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the July 31, 2020 RSU grant, 1,787 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. This transaction was executed in multiple trades at prices ranging from $21.360 to $21.400. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $21.460 to $21.465. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $21.390 to $21.400. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $21.195 to $21.205. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. /s/ Tiffani Magri, Attorney-in-Fact for Yoon J. Hugh 2023-08-02