0001523711-23-000056.txt : 20230517 0001523711-23-000056.hdr.sgml : 20230517 20230517205158 ACCESSION NUMBER: 0001523711-23-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230517 DATE AS OF CHANGE: 20230517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NG DOMINIC CENTRAL INDEX KEY: 0001201236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 23933524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 wf-form4_168437110226694.xml FORM 4 X0407 4 2023-05-15 0 0000063276 MATTEL INC /DE/ MAT 0001201236 NG DOMINIC 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 1 0 0 0 0 Restricted Stock Units 2023-05-15 4 A 0 8594 0 A Common Stock 8594.0 8594 D Phantom Stock 2023-05-15 4 A 0 6771 19.20 A Common Stock 6771.0 79427 D The Restricted Stock Units ("RSUs") were granted on May 15, 2023, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights. The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date). Distributions from the Reporting Person's phantom stock account will be in the form of shares of Mattel, Inc. Common Stock equal in value to the value of the phantom stock account. The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc. /s/ Tiffani Magri, Attorney-in-Fact for Dominic Ng 2023-05-17