0001523711-23-000039.txt : 20230502 0001523711-23-000039.hdr.sgml : 20230502 20230502204557 ACCESSION NUMBER: 0001523711-23-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230428 FILED AS OF DATE: 20230502 DATE AS OF CHANGE: 20230502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Isaias Zanatta Roberto Jacobo CENTRAL INDEX KEY: 0001767603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 23881351 MAIL ADDRESS: STREET 1: 333 CONTINENTAL BOULEVARD STREET 2: TWR 15-1 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER NAME: FORMER CONFORMED NAME: Isaias Roberto J DATE OF NAME CHANGE: 20190211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 wf-form4_168307474278141.xml FORM 4 X0407 4 2023-04-28 0 0000063276 MATTEL INC /DE/ MAT 0001767603 Isaias Zanatta Roberto Jacobo 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 EVP & Chief Supply Chain Offr 0 Common Stock 2023-04-28 4 M 0 6108 A 122077 D Common Stock 2023-04-28 4 F 0 3029 18 D 119048 D Restricted Stock Units 2023-04-28 4 M 0 6108 0 D Common Stock 6108.0 12403 D Restricted Stock Units 2023-04-28 4 A 0 42778 0 A Common Stock 42778.0 42778 D As reported on a Form 4 dated April 29, 2022 and filed on May 3, 2022, the Reporting Person received a grant of 18,511 Restricted Stock Units ("RSUs" or "Units") on April 29, 2022. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2023, the first 33% of these RSUs vested, resulting in the issuance of 6,108 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the April 29, 2022 RSU grant, 3,029 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. The RSUs were granted on April 28, 2023 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. /s/ Tiffani Magri, Attorney-in-Fact for Roberto Jacobo Isaias Zanatta 2023-05-02